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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBTX
1526
DELISTED
Independent Bank Group, Inc.
IBTX
$398K ﹤0.01%
9,012
-155
-2% -$6.86K
QSR icon
1527
Restaurant Brands International
QSR
$25.8B
$397K ﹤0.01%
6,900
+2,970
+76% +$166K
CNSL
1528
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$397K ﹤0.01%
69,851
+36,491
+109% +$253K
LGIH icon
1529
LGI Homes
LGIH
$1.4B
$395K ﹤0.01%
3,400
-1,679
-33% -$186K
ADNT icon
1530
Adient
ADNT
$1.5B
$393K ﹤0.01%
22,697
-1,455
-6% -$25.4K
RLJ icon
1531
RLJ Lodging Trust
RLJ
$1.69B
$393K ﹤0.01%
45,284
-9,746
-18% -$87.5K
GDS icon
1532
GDS Holdings
GDS
$6.41B
$392K ﹤0.01%
4,787
-794
-14% -$63.6K
JPC icon
1533
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$391K ﹤0.01%
46,019
-4,863
-10% -$41.9K
FPL
1534
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$391K ﹤0.01%
108,561
-16,252
-13% -$64.7K
HWC icon
1535
Hancock Whitney
HWC
$6.24B
$390K ﹤0.01%
20,732
-44
-0.2% -$861
WIX icon
1536
WIX.com
WIX
$2.52B
$390K ﹤0.01%
1,532
-282
-16% -$77.7K
ACC
1537
DELISTED
American Campus Communities, Inc.
ACC
$390K ﹤0.01%
11,160
-6,091
-35% -$210K
LGI
1538
Lazard Global Total Return & Income Fund
LGI
$240M
$387K ﹤0.01%
24,927
+12,469
+100% +$190K
ZTO icon
1539
ZTO Express
ZTO
$17.9B
$387K ﹤0.01%
+12,944
New +$442K
LNG icon
1540
Cheniere Energy
LNG
$52.9B
$384K ﹤0.01%
8,303
-3,329
-29% -$169K
DNI
1541
DELISTED
Dividend and Income Fund
DNI
$384K ﹤0.01%
42,209
+5,354
+15% +$57.6K
CAR icon
1542
Avis
CAR
$5.02B
$383K ﹤0.01%
14,552
+4,386
+43% +$132K
BRSL
1543
Brightstar Lottery PLC
BRSL
$2.03B
$383K ﹤0.01%
+34,444
New +$369K
SWN
1544
DELISTED
Southwestern Energy Company
SWN
$382K ﹤0.01%
162,647
+84,966
+109% +$226K
BIG
1545
DELISTED
Big Lots, Inc.
BIG
$382K ﹤0.01%
+8,555
New +$385K
MIE
1546
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$381K ﹤0.01%
252,166
-89,452
-26% -$172K
APAM icon
1547
Artisan Partners
APAM
$3.02B
$380K ﹤0.01%
9,742
-5,759
-37% -$211K
HE icon
1548
Hawaiian Electric Industries
HE
$2.14B
$379K ﹤0.01%
11,417
+3,890
+52% +$136K
AXTA icon
1549
Axalta
AXTA
$8.17B
$378K ﹤0.01%
17,032
+3,880
+30% +$89.9K
TECK icon
1550
Teck Resources
TECK
$32.6B
$378K ﹤0.01%
27,135
-680
-2% -$8.05K
60 61
62
63 64

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.