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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-16.51%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$9.93B
AUM Growth
-$3.38B
Cap. Flow
-$783M
Cap. Flow %
-7.89%
Top 10 Hldgs %
19.46%
Holding
2,102
New
46
Increased
519
Reduced
1,261
Closed
268

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$736M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$280M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$28.2M
4
CNO icon
CNO Financial Group
CNO
+$22.6M
5
RGA icon
Reinsurance Group of America
RGA
+$15.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$255M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$95.7M
3
AAPL icon
Apple
AAPL
+$71.2M
4
MSFT icon
Microsoft
MSFT
+$68.9M
5
AMZN icon
Amazon
AMZN
+$47.4M

Sector Composition

Rank Sector Weight
1 Technology 14.58%
2 Healthcare 9.97%
3 Financials 8.51%
4 Consumer Staples 6.67%
5 Consumer Discretionary 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSV
1526
DELISTED
Forty Seven, Inc. Common Stock
FTSV
$310K ﹤0.01%
+3,252
New +$197K
PMM
1527
Franklin Managed Municipal Income Trust
PMM
$273M
$309K ﹤0.01%
42,882
-42,781
-50% -$335K
ICL icon
1528
ICL Group
ICL
$6.85B
$305K ﹤0.01%
99,432
+61,908
+165% +$240K
RETA
1529
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$305K ﹤0.01%
2,113
-136
-6% -$26.3K
AWF
1530
AllianceBernstein Global High Income Fund
AWF
$872M
$302K ﹤0.01%
32,617
-2,288
-7% -$26.1K
JBLU icon
1531
JetBlue
JBLU
$2.29B
$302K ﹤0.01%
33,727
-198,343
-85% -$3.29M
CMD
1532
DELISTED
Cantel Medical Corporation
CMD
$302K ﹤0.01%
8,410
+2,864
+52% +$163K
CXE
1533
DELISTED
MFS High Income Municipal Trust
CXE
$301K ﹤0.01%
64,101
-2,587
-4% -$13.4K
EDD
1534
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$301K ﹤0.01%
57,733
-2,521
-4% -$16.2K
ESRT icon
1535
Empire State Realty Trust
ESRT
$836M
$300K ﹤0.01%
33,504
-2,246
-6% -$27.5K
AVAL icon
1536
Grupo Aval
AVAL
$6.01B
$298K ﹤0.01%
68,128
-20,975
-24% -$158K
AXIA
1537
DELISTED
AXIA Energia
AXIA
$296K ﹤0.01%
81,219
+15,713
+24% +$95.2K
PMT
1538
PennyMac Mortgage Investment
PMT
$842M
$295K ﹤0.01%
27,812
-7,281
-21% -$144K
HNI icon
1539
HNI Corp
HNI
$3.59B
$293K ﹤0.01%
11,625
+1,400
+14% +$46.5K
MOMO
1540
Hello Group
MOMO
$866M
$292K ﹤0.01%
13,464
-6,486
-33% -$193K
ONTO icon
1541
Onto Innovation
ONTO
$15.3B
$291K ﹤0.01%
9,816
-1,818
-16% -$62.2K
DISCK
1542
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$290K ﹤0.01%
16,567
-5,267
-24% -$136K
HESM icon
1543
Hess Midstream
HESM
$5.11B
$289K ﹤0.01%
28,400
+6,416
+29% +$121K
UVV icon
1544
Universal Corp
UVV
$1.27B
$289K ﹤0.01%
6,548
-8,588
-57% -$429K
SABA
1545
Saba Capital Income & Opportunities Fund II
SABA
$223M
$288K ﹤0.01%
26,901
-978
-4% -$11.5K
CWEN.A
1546
DELISTED
Clearway Energy Class A
CWEN.A
$287K ﹤0.01%
+16,699
New +$333K
TM icon
1547
Toyota
TM
$225B
$286K ﹤0.01%
2,387
-526
-18% -$70.2K
IJT icon
1548
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$285K ﹤0.01%
+4,140
New +$365K
MOH icon
1549
Molina Healthcare
MOH
$10.3B
$285K ﹤0.01%
2,039
-13,070
-87% -$1.75M
ITT icon
1550
ITT
ITT
$19.1B
$284K ﹤0.01%
6,266
-3,745
-37% -$232K
60 61
62
63 64

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Guggenheim Capital held 2,102 positions worth $9.93B, down 25% from $13.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $783M in Q1 2020, closing 268 positions and reducing 1,261 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $95.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $255M.

  • Guggenheim Capital's largest Q1 2020 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,315,008 shares worth $255M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q1 2020, an estimated $736M increase.
  • Guggenheim Capital's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $255M.
  • Guggenheim Capital fully exited iShares Core S&P 500 ETF in Q1 2020, selling an estimated $95.7M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $9.93B portfolio in Q1 2020.
  • Guggenheim Capital opened 46 new positions and closed 268 in Q1 2020.
  • Guggenheim Capital's portfolio value fell 25% quarter-over-quarter to $9.93B.

Based on Guggenheim Capital's 13F filing for Q1 2020, filed 2 Jun 2020.