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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGO icon
1526
Assured Guaranty
AGO
$3.66B
$2.43M 0.01%
71,809
– –
WAL icon
1527
Western Alliance Bancorporation
WAL
$8.79B
$2.42M 0.01%
42,769
+12,533
+41% +$698K
CUDA
1528
DELISTED
Barracuda Networks, Inc.
CUDA
$2.42M 0.01%
88,102
+64,772
+278% +$1.61M
AWF
1529
AllianceBernstein Global High Income Fund
AWF
$870M
$2.41M 0.01%
188,766
+22,227
+13% +$284K
PLXS icon
1530
Plexus
PLXS
$6.72B
$2.41M 0.01%
39,670
-60,974
-61% -$3.7M
AIF
1531
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.41M 0.01%
152,887
-3,609
-2% -$57.5K
PGTI
1532
DELISTED
PGT, Inc.
PGTI
$2.4M 0.01%
142,272
+50,951
+56% +$783K
GCP
1533
DELISTED
GCP Applied Technologies Inc.
GCP
$2.4M 0.01%
75,050
+9,862
+15% +$303K
IPHS
1534
DELISTED
Innophos Holdings, Inc.
IPHS
$2.39M 0.01%
51,216
-1,696
-3% -$79.2K
FCNCA icon
1535
First Citizens BancShares
FCNCA
$24.9B
$2.39M 0.01%
5,933
+705
+13% +$283K
VOYA icon
1536
Voya Financial
VOYA
$9.01B
$2.39M 0.01%
48,326
+8,383
+21% +$360K
SUP
1537
DELISTED
Superior Industries International
SUP
$2.38M 0.01%
160,435
+118,197
+280% +$1.89M
EFOR
1538
Everforth Inc
EFOR
$1.17B
$2.38M 0.01%
+36,973
New +$2.24M
IRBT
1539
DELISTED
iRobot
IRBT
$2.38M 0.01%
30,977
-9,754
-24% -$702K
ORN icon
1540
Orion Group Holdings
ORN
$396M
$2.36M 0.01%
301,517
-66,277
-18% -$492K
PEB icon
1541
Pebblebrook Hotel Trust
PEB
$2.15B
$2.36M 0.01%
63,390
+1,405
+2% +$51.9K
ACET
1542
DELISTED
Aceto Corp
ACET
$2.35M 0.01%
+227,577
New +$2.39M
TOO
1543
DELISTED
Teekay Offshore Partners L.P.
TOO
$2.34M 0.01%
992,159
-178,895
-15% -$438K
EE
1544
DELISTED
El Paso Electric Company
EE
$2.34M 0.01%
42,306
+11,637
+38% +$675K
VGM icon
1545
Invesco Trust Investment Grade Municipals
VGM
$548M
$2.33M 0.01%
177,021
-185,626
-51% -$2.46M
PLAY icon
1546
Dave & Buster's
PLAY
$377M
$2.33M 0.01%
42,274
+13,773
+48% +$702K
DEA
1547
Easterly Government Properties
DEA
$1.13B
$2.33M 0.01%
+43,596
New +$2.28M
OXSQ icon
1548
Oxford Square Capital
OXSQ
$163M
$2.32M 0.01%
404,782
-33,175
-8% -$207K
MTGE
1549
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$2.32M 0.01%
125,433
-18,805
-13% -$353K
MUSA icon
1550
Murphy USA
MUSA
$11.2B
$2.32M 0.01%
28,853
+380
+1% +$28.7K
60 61
62
63 64

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.