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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNV
1526
DELISTED
Synovus
SNV
$2.41M 0.01%
52,340
+5,575
+12% +$242K
ISBC
1527
DELISTED
Investors Bancorp, Inc.
ISBC
$2.41M 0.01%
176,635
-67,575
-28% -$892K
CEV
1528
Eaton Vance California Municipal Income Trust
CEV
$70.7M
$2.41M 0.01%
192,890
+15,256
+9% +$192K
HAFC icon
1529
Hanmi Financial
HAFC
$945M
$2.41M 0.01%
77,812
+2,710
+4% +$75.8K
STAG icon
1530
STAG Industrial
STAG
$7.38B
$2.41M 0.01%
87,683
+49,157
+128% +$1.36M
AMH icon
1531
American Homes 4 Rent
AMH
$12B
$2.4M 0.01%
110,756
-14,169
-11% -$318K
IRR
1532
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$2.4M 0.01%
364,132
+61,632
+20% +$377K
SKM icon
1533
SK Telecom
SKM
$12.1B
$2.4M 0.01%
59,177
+10,693
+22% +$452K
PETS icon
1534
PetMed Express
PETS
$41.7M
$2.39M 0.01%
72,200
+4,491
+7% +$183K
USG
1535
DELISTED
Usg
USG
$2.39M 0.01%
73,243
+65,397
+834% +$1.89M
ASX icon
1536
ASE Group
ASX
$77.3B
$2.39M 0.01%
386,890
+39,287
+11% +$246K
EFF
1537
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2.38M 0.01%
143,077
-6,094
-4% -$102K
HEES
1538
DELISTED
H&E Equipment Services
HEES
$2.38M 0.01%
81,641
-3,944
-5% -$91.6K
CLR
1539
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$2.38M 0.01%
61,626
-6,191
-9% -$210K
AVAL icon
1540
Grupo Aval
AVAL
$6.27B
$2.38M 0.01%
264,912
+46,742
+21% +$413K
NSP icon
1541
Insperity
NSP
$1.93B
$2.37M 0.01%
53,848
+4,444
+9% +$176K
HMN icon
1542
Horace Mann Educators
HMN
$2.1B
$2.37M 0.01%
60,151
+4,735
+9% +$174K
NCA icon
1543
Nuveen California Municipal Value Fund
NCA
$297M
$2.36M 0.01%
224,538
-65,373
-23% -$681K
SU icon
1544
Suncor Energy
SU
$79.4B
$2.36M 0.01%
67,310
-2,770
-4% -$88.4K
ZEUS
1545
DELISTED
Olympic Steel
ZEUS
$2.35M 0.01%
106,917
+17,791
+20% +$327K
MAGN
1546
Magnera Corp
MAGN
$472M
$2.35M 0.01%
9,297
+1,011
+12% +$241K
GATX icon
1547
GATX Corp
GATX
$6.35B
$2.35M 0.01%
38,131
-1,082
-3% -$66.6K
SAFT icon
1548
Safety Insurance
SAFT
$1.52B
$2.35M 0.01%
30,745
+7,802
+34% +$556K
DVAX
1549
DELISTED
Dynavax Technologies
DVAX
$2.35M 0.01%
+109,039
New +$1.73M
WD icon
1550
Walker & Dunlop
WD
$1.71B
$2.34M 0.01%
44,776
+3,864
+9% +$188K
60 61
62
63 64

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.