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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HVT icon
1526
Haverty Furniture Companies
HVT
$450M
$2.39M 0.01%
100,944
+35,426
+54% +$741K
IIM icon
1527
Invesco Value Municipal Income Trust
IIM
$593M
$2.39M 0.01%
163,265
-12,444
-7% -$187K
ZD icon
1528
Ziff Davis
ZD
$1.94B
$2.39M 0.01%
33,554
-177,897
-84% -$11.3M
PAY
1529
DELISTED
Verifone Systems Inc
PAY
$2.38M 0.01%
134,425
-7,930
-6% -$132K
VSTO
1530
DELISTED
Vista Outdoor Inc.
VSTO
$2.38M 0.01%
64,561
-221,914
-77% -$8.58M
BKS
1531
DELISTED
Barnes & Noble
BKS
$2.37M 0.01%
212,628
+70,751
+50% +$811K
MTN icon
1532
Vail Resorts
MTN
$5.39B
$2.37M 0.01%
14,688
+4,827
+49% +$767K
RRX icon
1533
Regal Rexnord
RRX
$12.2B
$2.37M 0.01%
34,208
+12,435
+57% +$823K
PGTI
1534
DELISTED
PGT, Inc.
PGTI
$2.37M 0.01%
206,613
-156,602
-43% -$1.71M
SAVE
1535
DELISTED
Spirit Airlines, Inc.
SAVE
$2.36M 0.01%
40,824
+2,479
+6% +$128K
LQ
1536
DELISTED
La Quinta Holdings Inc.
LQ
$2.36M 0.01%
166,078
+79,934
+93% +$948K
ARRY
1537
DELISTED
Array Biopharma Inc
ARRY
$2.36M 0.01%
+268,178
New +$1.97M
AFAM
1538
DELISTED
Almost Family Inc
AFAM
$2.36M 0.01%
53,432
+11,796
+28% +$481K
BVN icon
1539
Compañía de Minas Buenaventura
BVN
$8.38B
$2.35M 0.01%
208,750
-134,047
-39% -$1.6M
GDV icon
1540
Gabelli Dividend & Income Trust
GDV
$2.64B
$2.35M 0.01%
117,528
-18,806
-14% -$364K
AZPN
1541
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$2.35M 0.01%
43,065
+9,242
+27% +$505K
SRPT icon
1542
Sarepta Therapeutics
SRPT
$1.68B
$2.35M 0.01%
85,769
-7,641
-8% -$307K
CACI icon
1543
CACI
CACI
$11.4B
$2.35M 0.01%
18,905
+2,018
+12% +$233K
RIO icon
1544
Rio Tinto
RIO
$165B
$2.35M 0.01%
61,001
-33,724
-36% -$1.24M
JGH icon
1545
Nuveen Global High Income Fund
JGH
$355M
$2.34M 0.01%
146,354
+26,979
+23% +$418K
ESL
1546
DELISTED
Esterline Technologies
ESL
$2.33M 0.01%
26,126
+13,926
+114% +$1.14M
AMCX icon
1547
AMC Global Media
AMCX
$496M
$2.33M 0.01%
44,533
-125,645
-74% -$6.52M
GWPH
1548
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$2.33M 0.01%
20,852
-1,806
-8% -$217K
FN icon
1549
Fabrinet
FN
$18.7B
$2.33M 0.01%
57,700
-25,339
-31% -$1.06M
HCR
1550
DELISTED
Hi-Crush Inc. Common Stock
HCR
$2.33M 0.01%
117,481
-36,122
-24% -$629K
60 61
62
63 64

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AIM
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.