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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-3.25%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CTWS
1526
DELISTED
Connecticut Water Service Inc
CTWS
| $2.31M | 0.01% |
46,346
+2,230
| +5% | +$112K |
|
1527
BHP
BHP
$226B
| $2.3M | 0.01% |
74,494
-1,610
| -2% | -$44.2K |
|
|
AXE
1528
DELISTED
Anixter International Inc
AXE
| $2.3M | 0.01% |
35,634
+576
| +2% | +$34.7K |
|
1529
Barnes & Noble Education
BNED
$435M
| $2.3M | 0.01% |
2,399
+5
| +0.2% | +$5.52K |
|
1530
Ameris Bancorp
ABCB
$5.99B
| $2.29M | 0.01% |
65,663
-6,495
| -9% | -$216K |
|
1531
Marten Transport
MRTN
$1.22B
| $2.29M | 0.01% |
272,938
-475
| -0.2% | -$4.08K |
|
|
DBD
1532
DELISTED
Diebold Nixdorf Incorporated
DBD
| $2.29M | 0.01% |
92,465
+22,044
| +31% | +$585K |
|
|
STOR
1533
DELISTED
STORE Capital Corporation
STOR
| $2.29M | 0.01% |
77,695
-255,789
| -77% | -$7.61M |
|
1534
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$340M
| $2.29M | 0.01% |
166,407
+9,042
| +6% | +$125K |
|
1535
ASML
ASML
$653B
| $2.29M | 0.01% |
20,880
+4,429
| +27% | +$469K |
|
|
CVSA
1536
Covista Inc
CVSA
$4.42B
| $2.29M | 0.01% |
99,125
-8,262
| -8% | -$184K |
|
|
BBF
1537
DELISTED
BlackRock Municipal Income Investment Trust
BBF
| $2.29M | 0.01% |
148,364
+13,030
| +10% | +$206K |
|
1538
Middlesex Water
MSEX
$1.08B
| $2.27M | 0.01% |
64,476
+3,288
| +5% | +$124K |
|
1539
Idexx Laboratories
IDXX
$46.3B
| $2.27M | 0.01% |
20,098
-2,199
| -10% | -$232K |
|
|
CBM
1540
DELISTED
Cambrex Corporation
CBM
| $2.27M | 0.01% |
50,943
-40,793
| -44% | -$1.98M |
|
1541
Sturm, Ruger & Co
RGR
$614M
| $2.26M | 0.01% |
39,195
+19,762
| +102% | +$1.25M |
|
|
OKS
1542
DELISTED
Oneok Partners LP
OKS
| $2.26M | 0.01% |
56,595
-89,108
| -61% | -$3.56M |
|
1543
Comfort Systems
FIX
$62.3B
| $2.26M | 0.01% |
77,107
-5,083
| -6% | -$151K |
|
1544
iShares MSCI EAFE ETF
EFA
$79.5B
| $2.26M | 0.01% |
38,211
| – | – |
|
|
LDL
1545
DELISTED
Lydall, Inc.
LDL
| $2.25M | 0.01% |
43,993
-5,969
| -12% | -$280K |
|
1546
Sun Life Financial
SLF
$45.3B
| $2.25M | 0.01% |
69,132
-12,567
| -15% | -$404K |
|
1547
Erie Indemnity
ERIE
$12.9B
| $2.24M | 0.01% |
21,962
+143
| +0.7% | +$14.2K |
|
|
PAY
1548
DELISTED
Verifone Systems Inc
PAY
| $2.24M | 0.01% |
142,355
+30,681
| +27% | +$557K |
|
1549
Landstar System
LSTR
$6.06B
| $2.24M | 0.01% |
32,916
+11,567
| +54% | +$797K |
|
1550
Invesco High Income Trust II
VLT
$65.4M
| $2.24M | 0.01% |
153,336
-21,804
| -12% | -$311K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.