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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRTS
1526
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$2.62M 0.01%
4,495
+1,010
+29% +$560K
HYEM icon
1527
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$2.62M 0.01%
113,242
+5,648
+5% +$138K
KBR icon
1528
KBR
KBR
$4.58B
$2.61M 0.01%
154,155
+103,382
+204% +$1.85M
BNY
1529
DELISTED
BlackRock New York Municipal Income Trust
BNY
$2.61M 0.01%
181,812
-7,918
-4% -$113K
NPF
1530
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.61M 0.01%
186,588
+15,702
+9% +$216K
CFR icon
1531
Cullen/Frost Bankers
CFR
$10.3B
$2.6M 0.01%
36,852
+7,076
+24% +$534K
RIT
1532
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$2.6M 0.01%
207,269
+1,031
+0.5% +$12.3K
HLT icon
1533
Hilton Worldwide
HLT
$73B
$2.58M 0.01%
33,034
+9,569
+41% +$717K
DRH icon
1534
Diamondrock Hospitality Co
DRH
$2.71B
$2.57M 0.01%
172,990
+127,678
+282% +$1.82M
MGLN
1535
DELISTED
Magellan Health Services, Inc.
MGLN
$2.57M 0.01%
42,842
-4,731
-10% -$279K
SHPG
1536
DELISTED
Shire pic
SHPG
$2.57M 0.01%
12,107
-26,130
-68% -$5.54M
OIS icon
1537
Oil States International
OIS
$502M
$2.57M 0.01%
52,540
-168,028
-76% -$9.08M
LGF
1538
DELISTED
Lions Gate Entertainment
LGF
$2.57M 0.01%
80,161
-3,518
-4% -$115K
ACG
1539
DELISTED
AllianceBernstein Income Fund Inc
ACG
$2.56M 0.01%
343,152
-84,980
-20% -$640K
NQS
1540
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$2.56M 0.01%
183,180
+33,799
+23% +$468K
MEN
1541
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$2.56M 0.01%
224,231
+23,648
+12% +$268K
AEGR
1542
DELISTED
Aegerion Pharmaceuticals
AEGR
$2.56M 0.01%
122,078
+30,797
+34% +$776K
TRGP icon
1543
Targa Resources
TRGP
$55.8B
$2.55M 0.01%
24,081
+17,177
+249% +$1.99M
ZEUS
1544
DELISTED
Olympic Steel
ZEUS
$2.55M 0.01%
143,476
+62,853
+78% +$1.14M
TBRG
1545
DELISTED
TruBridge
TBRG
$2.55M 0.01%
41,952
+400
+1% +$24.3K
IRC
1546
DELISTED
INLAND REAL ESTATE CORP
IRC
$2.55M 0.01%
232,697
+50,299
+28% +$533K
CMBS icon
1547
iShares CMBS ETF
CMBS
$473M
$2.54M 0.01%
49,671
-5,822
-10% -$300K
ESI icon
1548
Element Solutions
ESI
$9.34B
$2.54M 0.01%
109,474
+93,704
+594% +$2.32M
SINA
1549
DELISTED
Sina Corp
SINA
$2.54M 0.01%
67,957
-325,921
-83% -$12.7M
CAVM
1550
DELISTED
Cavium, Inc.
CAVM
$2.54M 0.01%
41,003
+20,574
+101% +$1.09M
60 61
62
63 64

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.