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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPBI
1501
DELISTED
Pacific Premier Bancorp
PPBI
$443K ﹤0.01%
15,228
-9,467
-38% -$220K
PRGO icon
1502
Perrigo
PRGO
$1.78B
$440K ﹤0.01%
13,658
-933
-6% -$27.9K
XENE icon
1503
Xenon Pharmaceuticals
XENE
$6.12B
$439K ﹤0.01%
9,529
-1,603
-14% -$56.6K
LGI
1504
Lazard Global Total Return & Income Fund
LGI
$240M
$437K ﹤0.01%
28,500
-3,957
-12% -$55.8K
CPE
1505
DELISTED
Callon Petroleum Company
CPE
$437K ﹤0.01%
13,475
+4,118
+44% +$141K
ADTN icon
1506
Adtran
ADTN
$616M
$436K ﹤0.01%
59,359
+25,071
+73% +$165K
TY icon
1507
TRI-Continental Corp
TY
$1.9B
$434K ﹤0.01%
15,071
+6,836
+83% +$186K
SMTC icon
1508
Semtech
SMTC
$13B
$434K ﹤0.01%
19,790
-5,315
-21% -$98.6K
TNK icon
1509
Teekay Tankers
TNK
$2.68B
$433K ﹤0.01%
+8,663
New +$416K
TREX icon
1510
Trex
TREX
$5.01B
$433K ﹤0.01%
+5,228
New +$347K
RXRX icon
1511
Recursion Pharmaceuticals
RXRX
$1.73B
$432K ﹤0.01%
43,773
-158
-0.4% -$1.13K
TKR icon
1512
Timken Company
TKR
$9.03B
$431K ﹤0.01%
5,375
+191
+4% +$14.1K
WLY icon
1513
John Wiley & Sons Class A
WLY
$2.66B
$431K ﹤0.01%
13,567
+6,886
+103% +$215K
WDFC icon
1514
WD-40
WDFC
$3.15B
$430K ﹤0.01%
+1,797
New +$401K
RGEN icon
1515
Repligen
RGEN
$9.25B
$430K ﹤0.01%
2,389
-2,170
-48% -$338K
GOGO icon
1516
Gogo Inc
GOGO
$492M
$426K ﹤0.01%
42,080
+12,090
+40% +$128K
ROKU icon
1517
Roku
ROKU
$22.7B
$426K ﹤0.01%
4,648
-2,449
-35% -$205K
FLEX icon
1518
Flex
FLEX
$44.8B
$424K ﹤0.01%
18,474
-976
-5% -$19.5K
MDRX
1519
DELISTED
Veradigm Inc. Common Stock
MDRX
$424K ﹤0.01%
40,375
-3,869
-9% -$47.4K
AIT icon
1520
Applied Industrial Technologies
AIT
$13.3B
$422K ﹤0.01%
2,446
+863
+55% +$140K
AMR icon
1521
Alpha Metallurgical Resources
AMR
$1.93B
$422K ﹤0.01%
1,246
+264
+27% +$69.5K
SD icon
1522
SandRidge Energy
SD
$503M
$422K ﹤0.01%
30,840
+8,765
+40% +$129K
UPBD icon
1523
Upbound Group
UPBD
$1.16B
$418K ﹤0.01%
12,301
-2,941
-19% -$87.6K
AGNC icon
1524
AGNC Investment
AGNC
$12.9B
$417K ﹤0.01%
42,511
-29,438
-41% -$259K
DVA icon
1525
DaVita
DVA
$11.7B
$416K ﹤0.01%
3,972
-1,250
-24% -$115K
59 60
61
62 63

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.