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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CNH
1501
CNH Industrial
CNH
$17.5B
| $427K | ﹤0.01% |
35,329
-1,025
| -3% | -$14.2K |
|
1502
FS KKR Capital
FSK
$3.44B
| $427K | ﹤0.01% |
21,682
+117
| +0.5% | +$2.34K |
|
1503
Ingevity
NGVT
$2.68B
| $426K | ﹤0.01% |
8,949
-2,438
| -21% | -$133K |
|
|
NCZ
1504
Virtus Convertible & Income Fund II
NCZ
$301M
| $424K | ﹤0.01% |
38,374
-70,568
| -65% | -$836K |
|
1505
Howmet Aerospace
HWM
$112B
| $423K | ﹤0.01% |
9,146
-673
| -7% | -$32.8K |
|
1506
Empire State Realty Trust
ESRT
$836M
| $422K | ﹤0.01% |
52,448
-3,521
| -6% | -$29.4K |
|
|
HEP
1507
DELISTED
Holly Energy Partners, L.P.
HEP
| $420K | ﹤0.01% |
19,137
-6,999
| -27% | -$146K |
|
1508
Fortis
FTS
$28.7B
| $420K | ﹤0.01% |
11,055
-11,054
| -50% | -$451K |
|
1509
Zions Bancorporation
ZION
$10.3B
| $419K | ﹤0.01% |
12,015
-3,379
| -22% | -$118K |
|
1510
Sunstone Hotel Investors
SHO
$2.06B
| $418K | ﹤0.01% |
44,744
-73
| -0.2% | -$690 |
|
|
CIM
1511
Chimera Investment
CIM
$1B
| $417K | ﹤0.01% |
25,437
-8,250
| -24% | -$145K |
|
|
ICPT
1512
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $413K | ﹤0.01% |
+22,285
| New | +$252K |
|
|
CIR
1513
DELISTED
CIRCOR International, Inc
CIR
| $412K | ﹤0.01% |
+7,396
| New | +$413K |
|
1514
FTI Consulting
FCN
$4.18B
| $411K | ﹤0.01% |
2,305
+336
| +17% | +$62.6K |
|
1515
Ligand Pharmaceuticals
LGND
$6.36B
| $411K | ﹤0.01% |
6,860
-404
| -6% | -$26.6K |
|
1516
BJs Wholesale Club
BJ
$12.3B
| $410K | ﹤0.01% |
5,749
-807
| -12% | -$54.3K |
|
1517
Skywest
SKYW
$4.34B
| $410K | ﹤0.01% |
9,771
-1,789
| -15% | -$75K |
|
1518
Globus Medical
GMED
$11.2B
| $410K | ﹤0.01% |
8,250
+2,086
| +34% | +$117K |
|
1519
NCR Voyix
VYX
$1.14B
| $407K | ﹤0.01% |
24,597
-6,448
| -21% | -$110K |
|
1520
Graham Holdings Company
GHC
$5.02B
| $405K | ﹤0.01% |
695
-186
| -21% | -$108K |
|
1521
Ginkgo Bioworks
DNA
$521M
| $404K | ﹤0.01% |
5,584
+2,647
| +90% | +$212K |
|
1522
Comstock Resources
CRK
$3.94B
| $404K | ﹤0.01% |
36,632
+4,973
| +16% | +$58.6K |
|
1523
Freshpet
FRPT
$3.22B
| $402K | ﹤0.01% |
6,101
-996
| -14% | -$71.4K |
|
|
GHIXW
1524
DELISTED
Gores Holdings IX, Inc. Warrant
GHIXW
| $400K | ﹤0.01% |
1,999,998
| – | – |
|
1525
Kyndryl
KD
$3.05B
| $398K | ﹤0.01% |
26,346
-9,110
| -26% | -$135K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.