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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COKE icon
1501
Coca-Cola Consolidated
COKE
$12.8B
$469K ﹤0.01%
11,400
+5,230
+85% +$257K
MFG icon
1502
Mizuho Financial
MFG
$130B
$467K ﹤0.01%
211,354
-89,265
-30% -$208K
GAP
1503
The Gap Inc
GAP
$7.37B
$465K ﹤0.01%
56,612
+18,008
+47% +$169K
HIE
1504
DELISTED
Miller/Howard High Income Equity Fund
HIE
$465K ﹤0.01%
51,291
-1,755
-3% -$17.4K
HA
1505
DELISTED
Hawaiian Holdings, Inc.
HA
$464K ﹤0.01%
35,295
+298
+0.9% +$4.55K
TPR icon
1506
Tapestry
TPR
$32.8B
$460K ﹤0.01%
16,204
+3,509
+28% +$117K
HLF icon
1507
Herbalife
HLF
$1.29B
$458K ﹤0.01%
23,009
-567
-2% -$14K
PWR icon
1508
Quanta Services
PWR
$101B
$458K ﹤0.01%
3,598
-266
-7% -$36.4K
NCLH icon
1509
Norwegian Cruise Line
NCLH
$8.84B
$457K ﹤0.01%
40,225
+104
+0.3% +$1.37K
SAGE
1510
DELISTED
Sage Therapeutics
SAGE
$457K ﹤0.01%
11,674
-629
-5% -$24.3K
UTF icon
1511
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$457K ﹤0.01%
19,652
-1,096
-5% -$28.8K
PRGO icon
1512
Perrigo
PRGO
$1.78B
$455K ﹤0.01%
12,762
-3,436
-21% -$138K
VALE icon
1513
Vale
VALE
$62.6B
$455K ﹤0.01%
34,112
-16,774
-33% -$221K
SLGN icon
1514
Silgan Holdings
SLGN
$4.41B
$454K ﹤0.01%
10,803
-3,524
-25% -$155K
AWF
1515
AllianceBernstein Global High Income Fund
AWF
$872M
$453K ﹤0.01%
51,017
-2,952
-5% -$29.4K
SKIN icon
1516
SkinHealth Systems
SKIN
$85.7M
$453K ﹤0.01%
38,451
-2,891
-7% -$36.5K
AIT icon
1517
Applied Industrial Technologies
AIT
$13.3B
$452K ﹤0.01%
4,396
+1,446
+49% +$148K
TDOC icon
1518
Teladoc Health
TDOC
$1.3B
$452K ﹤0.01%
17,829
+151
+0.9% +$5.3K
IR icon
1519
Ingersoll Rand
IR
$33.7B
$450K ﹤0.01%
10,397
-240
-2% -$11.3K
LIVN icon
1520
LivaNova
LIVN
$4.2B
$450K ﹤0.01%
+8,854
New +$526K
APAM icon
1521
Artisan Partners
APAM
$3.02B
$448K ﹤0.01%
16,644
+1,202
+8% +$42.3K
NBTB icon
1522
NBT Bancorp
NBTB
$2.74B
$448K ﹤0.01%
11,794
-4,895
-29% -$193K
FCN icon
1523
FTI Consulting
FCN
$4.18B
$445K ﹤0.01%
2,685
-292
-10% -$49.1K
NPO icon
1524
Enpro
NPO
$7.05B
$445K ﹤0.01%
+5,232
New +$476K
SXC icon
1525
SunCoke Energy
SXC
$797M
$445K ﹤0.01%
76,629
-44,219
-37% -$297K
59 60
61
62 63

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.