We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCN icon
1501
FTI Consulting
FCN
$4.18B
$734K ﹤0.01%
4,784
-292
-6% -$42.6K
DYFN
1502
DELISTED
Angel Oak Dynamic Financial Strategies Income Term Trust
DYFN
$733K ﹤0.01%
35,581
+19,416
+120% +$396K
SXI icon
1503
Standex International
SXI
$4.12B
$732K ﹤0.01%
6,610
-351
-5% -$38.1K
RMT
1504
Royce Micro-Cap Trust
RMT
$761M
$725K ﹤0.01%
62,838
+5,124
+9% +$59.7K
ZGNX
1505
DELISTED
Zogenix, Inc.
ZGNX
$723K ﹤0.01%
44,481
-257
-0.6% -$3.77K
FULT icon
1506
Fulton Financial
FULT
$4.64B
$722K ﹤0.01%
42,452
-22,817
-35% -$376K
UTZ icon
1507
Utz Brands
UTZ
$1.25B
$719K ﹤0.01%
45,082
+8,009
+22% +$128K
ATC
1508
DELISTED
Atotech Limited
ATC
$719K ﹤0.01%
28,192
– –
HZO icon
1509
MarineMax
HZO
$788M
$717K ﹤0.01%
12,146
-5,593
-32% -$299K
IBN icon
1510
ICICI Bank
IBN
$108B
$717K ﹤0.01%
36,235
-5,376
-13% -$106K
AVT icon
1511
Avnet
AVT
$7.92B
$712K ﹤0.01%
17,263
-25,656
-60% -$990K
JBL icon
1512
Jabil
JBL
$35.8B
$711K ﹤0.01%
10,109
-7,847
-44% -$496K
MFG icon
1513
Mizuho Financial
MFG
$130B
$711K ﹤0.01%
278,815
+28,086
+11% +$74.1K
BANR icon
1514
Banner Corp
BANR
$2.4B
$707K ﹤0.01%
11,653
-3,386
-23% -$200K
TCOM icon
1515
Trip.com Group
TCOM
$29.1B
$706K ﹤0.01%
28,687
-113,545
-80% -$3.22M
SWX icon
1516
Southwest Gas
SWX
$6.67B
$704K ﹤0.01%
10,055
-89,021
-90% -$6.13M
THRM icon
1517
Gentherm
THRM
$1.27B
$704K ﹤0.01%
8,098
-1,655
-17% -$139K
COLL icon
1518
Collegium Pharmaceutical
COLL
$956M
$703K ﹤0.01%
37,658
-4,068
-10% -$79.3K
TSC
1519
DELISTED
TriState Capital Holdings, Inc.
TSC
$701K ﹤0.01%
+23,160
New +$654K
GDDY icon
1520
GoDaddy
GDDY
$11.5B
$699K ﹤0.01%
8,238
-708
-8% -$50.7K
DIOD icon
1521
Diodes
DIOD
$4.84B
$698K ﹤0.01%
6,353
-34
-0.5% -$3.45K
FND icon
1522
Floor & Decor
FND
$6.68B
$698K ﹤0.01%
5,364
+134
+3% +$17.3K
VGR
1523
DELISTED
Vector Group Ltd.
VGR
$697K ﹤0.01%
60,684
-60,287
-50% -$644K
TYG
1524
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$695K ﹤0.01%
24,901
-3,396
-12% -$97.7K
SM icon
1525
SM Energy
SM
$6.87B
$694K ﹤0.01%
23,534
-16,201
-41% -$506K
59 60
61
62 63

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.