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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INVA icon
1501
Innoviva
INVA
$1.48B
$802K 0.01%
67,144
-28,230
-30% -$341K
CNDT icon
1502
Conduent
CNDT
$264M
$798K 0.01%
119,881
– –
SCS
1503
DELISTED
Steelcase
SCS
$798K 0.01%
55,451
-82,933
-60% -$1.17M
HDB icon
1504
HDFC Bank
HDB
$121B
$797K 0.01%
20,524
+6,548
+47% +$257K
CHT icon
1505
Chunghwa Telecom
CHT
$33B
$796K 0.01%
20,334
-2,177
-10% -$85.4K
SPCE icon
1506
Virgin Galactic
SPCE
$398M
$794K 0.01%
1,295
+439
+51% +$331K
MUA icon
1507
BlackRock MuniAssets Fund
MUA
$522M
$791K 0.01%
+51,882
New +$775K
ATH
1508
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$788K 0.01%
15,637
+10,458
+202% +$486K
TENB icon
1509
Tenable Holdings
TENB
$4.01B
$782K 0.01%
+21,597
New +$976K
SXI icon
1510
Standex International
SXI
$4.12B
$779K 0.01%
8,156
-829
-9% -$76.8K
NKLA
1511
DELISTED
Nikola Corporation Common Stock
NKLA
$779K 0.01%
1,870
+88
+5% +$50.1K
CCK icon
1512
Crown Holdings
CCK
$13.1B
$778K 0.01%
8,015
-1,700
-17% -$164K
CYH icon
1513
Community Health Systems
CYH
$423M
$775K 0.01%
57,300
-53,810
-48% -$528K
CXW icon
1514
CoreCivic
CXW
$3.19B
$773K 0.01%
85,442
+24,462
+40% +$188K
ET icon
1515
Energy Transfer Partners
ET
$69.3B
$772K 0.01%
100,490
-9,938
-9% -$72.6K
AMN icon
1516
AMN Healthcare
AMN
$1.4B
$771K 0.01%
10,460
+3,800
+57% +$282K
MTRX icon
1517
Matrix Service
MTRX
$335M
$771K 0.01%
58,809
+31,044
+112% +$414K
WF icon
1518
Woori Financial
WF
$17.6B
$769K 0.01%
28,359
+18,826
+197% +$494K
WSO icon
1519
Watsco Inc
WSO
$13.6B
$765K 0.01%
2,933
+593
+25% +$146K
NEWT icon
1520
NewtekOne
NEWT
$391M
$763K 0.01%
28,589
-4,620
-14% -$105K
TPTX
1521
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$763K 0.01%
8,066
+3,846
+91% +$457K
PLOW icon
1522
Douglas Dynamics
PLOW
$1.02B
$758K 0.01%
16,417
-185
-1% -$8.53K
GPRE icon
1523
Green Plains
GPRE
$1.03B
$757K 0.01%
27,947
+16,899
+153% +$387K
SIGI icon
1524
Selective Insurance
SIGI
$5.73B
$754K ﹤0.01%
10,401
+4,248
+69% +$296K
WES icon
1525
Western Midstream Partners
WES
$19.3B
$747K ﹤0.01%
40,163
-12,580
-24% -$214K
59 60
61
62 63

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.