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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZR icon
1501
Caesars Entertainment
CZR
$6.14B
$696K ﹤0.01%
9,368
-23,880
-72% -$1.5M
PBH icon
1502
Prestige Consumer Healthcare
PBH
$2.6B
$695K ﹤0.01%
19,943
+11,193
+128% +$397K
KWR icon
1503
Quaker Houghton
KWR
$2.92B
$690K ﹤0.01%
2,724
+1,034
+61% +$234K
HNI icon
1504
HNI Corp
HNI
$3.59B
$687K ﹤0.01%
19,952
+8,933
+81% +$321K
VRTS icon
1505
Virtus Investment Partners
VRTS
$1.1B
$686K ﹤0.01%
3,162
+1,633
+107% +$297K
LGI
1506
Lazard Global Total Return & Income Fund
LGI
$240M
$685K ﹤0.01%
38,460
+13,533
+54% +$224K
VGSH icon
1507
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$684K ﹤0.01%
11,105
-6,928
-38% -$429K
ET icon
1508
Energy Transfer Partners
ET
$69.3B
$682K ﹤0.01%
110,428
-18,897
-15% -$114K
FIZZ icon
1509
National Beverage
FIZZ
$3.01B
$682K ﹤0.01%
16,060
-11,190
-41% -$481K
MSD
1510
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$680K ﹤0.01%
73,397
-2,516
-3% -$22.2K
SPH icon
1511
Suburban Propane Partners
SPH
$1.18B
$679K ﹤0.01%
45,663
-6,467
-12% -$104K
NVT icon
1512
nVent Electric
NVT
$26.7B
$673K ﹤0.01%
28,892
+12,242
+74% +$258K
ENSG icon
1513
The Ensign Group
ENSG
$10.7B
$668K ﹤0.01%
+9,154
New +$607K
AX icon
1514
Axos Financial
AX
$5.68B
$666K ﹤0.01%
+17,733
New +$561K
FBM
1515
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
$666K ﹤0.01%
+34,681
New +$611K
SMTC icon
1516
Semtech
SMTC
$13B
$663K ﹤0.01%
9,193
+1,518
+20% +$97K
TTEK icon
1517
Tetra Tech
TTEK
$9.07B
$662K ﹤0.01%
28,595
-16,575
-37% -$373K
PATK icon
1518
Patrick Industries
PATK
$2.85B
$661K ﹤0.01%
14,513
+8,837
+156% +$375K
GMED icon
1519
Globus Medical
GMED
$11.2B
$660K ﹤0.01%
10,132
-309
-3% -$17.8K
SIX
1520
DELISTED
Six Flags Entertainment Corp.
SIX
$658K ﹤0.01%
19,293
-9,024
-32% -$247K
NSP icon
1521
Insperity
NSP
$2.01B
$655K ﹤0.01%
+8,043
New +$660K
LPSN icon
1522
LivePerson
LPSN
$32.3M
$654K ﹤0.01%
+701
New +$603K
NEWT icon
1523
NewtekOne
NEWT
$391M
$654K ﹤0.01%
33,209
-13,813
-29% -$249K
ZS icon
1524
Zscaler
ZS
$27.3B
$649K ﹤0.01%
3,246
-1,216
-27% -$193K
FIX icon
1525
Comfort Systems
FIX
$59.6B
$648K ﹤0.01%
+12,304
New +$638K
59 60
61
62 63

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.