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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBN icon
1501
ICICI Bank
IBN
$109B
$662K 0.01%
43,886
-5,530
-11% -$75.1K
SGI
1502
Somnigroup International
SGI
$14B
$662K 0.01%
+30,408
New +$636K
VCLT icon
1503
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.88B
$661K 0.01%
6,518
-4,499
-41% -$454K
NBLX
1504
DELISTED
Noble Midstream Partners LP
NBLX
$660K 0.01%
24,859
+1,735
+8% +$41K
FN icon
1505
Fabrinet
FN
$16.3B
$659K ﹤0.01%
10,163
-1,852
-15% -$107K
ICUI icon
1506
ICU Medical
ICUI
$4.3B
$657K ﹤0.01%
3,513
+1,174
+50% +$202K
XPO icon
1507
XPO
XPO
$23.1B
$657K ﹤0.01%
23,837
-4,661
-16% -$128K
BPOP icon
1508
Popular Inc
BPOP
$11.1B
$656K ﹤0.01%
11,175
+299
+3% +$16.7K
EAD
1509
Allspring Income Opportunities Fund
EAD
$375M
$656K ﹤0.01%
77,852
-8,501
-10% -$70.4K
IVR icon
1510
Invesco Mortgage Capital
IVR
$757M
$655K ﹤0.01%
3,932
-3,260
-45% -$523K
TCBI icon
1511
Texas Capital Bancshares
TCBI
$4.4B
$655K ﹤0.01%
11,536
-173
-1% -$9.86K
CQP icon
1512
Cheniere Energy
CQP
$32.4B
$652K ﹤0.01%
16,388
+556
+4% +$23.4K
MCY icon
1513
Mercury Insurance
MCY
$5.94B
$652K ﹤0.01%
13,383
+6,269
+88% +$315K
JCAP
1514
DELISTED
Jernigan Capital, Inc.
JCAP
$649K ﹤0.01%
33,919
+13,845
+69% +$255K
VNQI icon
1515
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$648K ﹤0.01%
10,970
+3,541
+48% +$213K
FPF
1516
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$646K ﹤0.01%
27,396
-2,487
-8% -$59.1K
ABG icon
1517
Asbury Automotive
ABG
$4.09B
$644K ﹤0.01%
5,760
+192
+3% +$20.7K
GES
1518
DELISTED
Guess Inc
GES
$644K ﹤0.01%
28,772
-22,334
-44% -$416K
CBSH icon
1519
Commerce Bancshares
CBSH
$8.59B
$643K ﹤0.01%
12,692
-390
-3% -$18.2K
IEP icon
1520
Icahn Enterprises
IEP
$5.19B
$642K ﹤0.01%
10,444
-318
-3% -$20.6K
TLI
1521
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$640K ﹤0.01%
64,605
+16,895
+35% +$162K
FAM
1522
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$639K ﹤0.01%
57,076
-24,391
-30% -$268K
CHX
1523
DELISTED
ChampionX
CHX
$636K ﹤0.01%
18,821
+8,305
+79% +$226K
BSJK
1524
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$636K ﹤0.01%
26,570
– –
TCP
1525
DELISTED
TC Pipelines LP
TCP
$635K ﹤0.01%
15,022
+5,063
+51% +$200K
59 60
61
62 63

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.