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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAM
1501
General American Investors Company
GAM
$1.6B
$743K 0.01%
26,110
-11,199
-30% -$367K
THQ
1502
abrdn Healthcare Opportunities Fund
THQ
$786M
$743K 0.01%
44,286
+13,369
+43% +$237K
FTS icon
1503
Fortis
FTS
$28.6B
$740K 0.01%
22,192
-2,523
-10% -$84.9K
CVRR
1504
DELISTED
CVR Refining, LP
CVRR
$739K 0.01%
70,846
+22,401
+46% +$352K
FLS icon
1505
Flowserve
FLS
$10B
$738K 0.01%
19,414
+947
+5% +$44.3K
BEL
1506
DELISTED
Belmond Ltd.
BEL
$738K 0.01%
+29,469
New +$567K
CGO
1507
Calamos Global Total Return Fund
CGO
$128M
$737K 0.01%
72,581
-6,627
-8% -$77.2K
CXP
1508
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$737K 0.01%
38,090
-9,036
-19% -$194K
FPF
1509
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$735K 0.01%
37,113
-8,422
-18% -$169K
IWD icon
1510
iShares Russell 1000 Value ETF
IWD
$83.2B
$735K 0.01%
+6,618
New +$793K
FN icon
1511
Fabrinet
FN
$19.5B
$734K 0.01%
14,297
-5,550
-28% -$266K
BAF
1512
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$727K 0.01%
55,460
-10,434
-16% -$133K
ARGO
1513
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$726K 0.01%
10,781
-13,398
-55% -$868K
TDF
1514
Templeton Dragon Fund
TDF
$275M
$724K 0.01%
42,593
+1,461
+4% +$25.6K
SLAB icon
1515
Silicon Laboratories
SLAB
$7.21B
$718K 0.01%
9,113
-7,993
-47% -$664K
BZUN
1516
Baozun
BZUN
$169M
$716K 0.01%
24,519
-4,991
-17% -$184K
BBT
1517
Beacon Financial Corp
BBT
$2.67B
$715K 0.01%
26,493
-19,702
-43% -$662K
PAI
1518
Western Asset Investment Grade Income Fund
PAI
$113M
$715K 0.01%
54,158
+14,345
+36% +$193K
PBR icon
1519
Petrobras
PBR
$119B
$715K 0.01%
54,984
-14,928
-21% -$216K
VIV icon
1520
Telefônica Brasil
VIV
$19.3B
$715K 0.01%
59,996
+936
+2% +$10.6K
PUMP icon
1521
ProPetro Holding
PUMP
$1.34B
$712K 0.01%
57,768
+18,462
+47% +$304K
WIX icon
1522
WIX.com
WIX
$2.55B
$709K 0.01%
7,849
+2,009
+34% +$190K
NXTM
1523
DELISTED
NxStage Medical Inc.
NXTM
$707K 0.01%
24,696
+1,743
+8% +$49.5K
MNP
1524
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$705K 0.01%
50,735
+22,941
+83% +$313K
RHP icon
1525
Ryman Hospitality Properties
RHP
$7.84B
$704K 0.01%
10,553
-10,872
-51% -$815K
59 60
61
62 63

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.