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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCH
1501
DELISTED
PotlatchDeltic
PCH
$2.51M 0.01%
50,265
+2,186
+5% +$113K
CASH icon
1502
Pathward Financial
CASH
$1.86B
$2.5M 0.01%
80,997
-34,353
-30% -$997K
SPPI
1503
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$2.5M 0.01%
+131,914
New +$2.39M
PZC
1504
DELISTED
PIMCO California Municipal Income Fund III
PZC
$2.5M 0.01%
239,482
-81,300
-25% -$854K
VEDL
1505
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$2.5M 0.01%
119,953
+11,419
+11% +$224K
CMTL icon
1506
Comtech Telecommunications
CMTL
$50.3M
$2.5M 0.01%
112,849
-144,485
-56% -$3.08M
AAWW
1507
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$2.5M 0.01%
42,576
-3,810
-8% -$227K
DBI icon
1508
Designer Brands
DBI
$307M
$2.49M 0.01%
116,435
+60,765
+109% +$1.25M
EIV
1509
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$2.49M 0.01%
202,548
+45,230
+29% +$557K
NBR icon
1510
Nabors Industries
NBR
$1.27B
$2.49M 0.01%
7,292
+991
+16% +$316K
WBT
1511
DELISTED
Welbilt, Inc.
WBT
$2.49M 0.01%
105,894
+14,369
+16% +$317K
BUFF
1512
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
$2.49M 0.01%
75,819
-6,331
-8% -$188K
NTCT icon
1513
NETSCOUT
NTCT
$2.96B
$2.48M 0.01%
81,409
+22,273
+38% +$681K
HT
1514
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$2.48M 0.01%
142,305
+76,464
+116% +$1.37M
PFPT
1515
DELISTED
Proofpoint, Inc.
PFPT
$2.47M 0.01%
27,842
+3,064
+12% +$278K
RMP
1516
DELISTED
Rice Midstream Partners LP
RMP
$2.47M 0.01%
115,195
+13,904
+14% +$291K
CLW icon
1517
Clearwater Paper
CLW
$339M
$2.47M 0.01%
54,392
+21,985
+68% +$1,000K
FRME icon
1518
First Merchants
FRME
$2.68B
$2.47M 0.01%
58,677
+31,680
+117% +$1.35M
GRC icon
1519
Gorman-Rupp
GRC
$2.14B
$2.47M 0.01%
78,980
-3,453
-4% -$110K
TEN
1520
Tsakos Energy Navigation Ltd
TEN
$1.21B
$2.46M 0.01%
125,839
-15,291
-11% -$329K
SVU
1521
DELISTED
SUPERVALU Inc.
SVU
$2.46M 0.01%
113,895
+39,127
+52% +$714K
RHP icon
1522
Ryman Hospitality Properties
RHP
$8.43B
$2.46M 0.01%
35,625
+15,288
+75% +$1.02M
HLF icon
1523
Herbalife
HLF
$1.29B
$2.45M 0.01%
72,454
-151,870
-68% -$5.32M
IBN icon
1524
ICICI Bank
IBN
$108B
$2.45M 0.01%
251,961
+10,863
+5% +$100K
KSM
1525
DELISTED
DWS Strategic Municipal Income Trust
KSM
$2.45M 0.01%
207,632
+45,695
+28% +$547K
59 60
61
62 63

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.