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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QLYS icon
1501
Qualys
QLYS
$5.1B
$2.51M 0.01%
48,410
+3,855
+9% +$177K
CTLT
1502
DELISTED
CATALENT, INC.
CTLT
$2.5M 0.01%
62,666
+48,404
+339% +$1.79M
AFSI
1503
DELISTED
AmTrust Financial Services, Inc.
AFSI
$2.5M 0.01%
185,604
-37,027
-17% -$522K
TLP
1504
DELISTED
Transmontaigne
TLP
$2.49M 0.01%
58,396
+320
+0.6% +$14.1K
DCH
1505
Dauch Corp
DCH
$1.34B
$2.48M 0.01%
141,196
+29,448
+26% +$453K
XPO icon
1506
XPO
XPO
$23.5B
$2.48M 0.01%
105,871
+30,836
+41% +$646K
LGIH icon
1507
LGI Homes
LGIH
$1.27B
$2.47M 0.01%
50,860
+4,086
+9% +$182K
MSGS icon
1508
Madison Square Garden
MSGS
$9.48B
$2.46M 0.01%
16,113
+1,091
+7% +$165K
PCH
1509
DELISTED
PotlatchDeltic
PCH
$2.45M 0.01%
48,079
-4,582
-9% -$217K
LAD icon
1510
Lithia Motors
LAD
$8.47B
$2.45M 0.01%
20,340
+3,169
+18% +$332K
ZTR
1511
Virtus Total Return Fund
ZTR
$340M
$2.45M 0.01%
185,349
+23,049
+14% +$300K
MUS
1512
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$2.45M 0.01%
179,918
+19,799
+12% +$273K
CNDT icon
1513
Conduent
CNDT
$244M
$2.44M 0.01%
155,803
+16,595
+12% +$271K
CVGW
1514
DELISTED
Calavo Growers
CVGW
$2.44M 0.01%
33,355
+47
+0.1% +$3.33K
BTG icon
1515
B2Gold
BTG
$5B
$2.44M 0.01%
870,457
+230,439
+36% +$610K
BSD
1516
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$2.44M 0.01%
170,117
-12,259
-7% -$178K
SBSW icon
1517
Sibanye-Stillwater
SBSW
$6.26B
$2.43M 0.01%
577,769
+221,157
+62% +$1.11M
XLRN
1518
DELISTED
Acceleron Pharma
XLRN
$2.43M 0.01%
65,051
-1,423
-2% -$49.4K
NGVT icon
1519
Ingevity
NGVT
$2.51B
$2.43M 0.01%
38,868
+632
+2% +$37.4K
SAH icon
1520
Sonic Automotive
SAH
$2.9B
$2.42M 0.01%
118,855
+20,801
+21% +$379K
MCY icon
1521
Mercury Insurance
MCY
$5.93B
$2.42M 0.01%
42,674
+1,529
+4% +$86.6K
MNK
1522
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2.42M 0.01%
64,741
-1,171,954
-95% -$46.6M
HUBG icon
1523
HUB Group
HUBG
$2.85B
$2.42M 0.01%
112,446
+19,304
+21% +$368K
LEXEA
1524
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$2.42M 0.01%
45,466
+4,088
+10% +$221K
ORN icon
1525
Orion Group Holdings
ORN
$396M
$2.41M 0.01%
367,794
+33,002
+10% +$210K
59 60
61
62 63

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.