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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPI icon
1501
Group 1 Automotive
GPI
$3.42B
$2.44M 0.01%
33,026
-8,447
-20% -$660K
EIV
1502
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$2.44M 0.01%
198,934
-4,038
-2% -$49.4K
HAFC icon
1503
Hanmi Financial
HAFC
$945M
$2.44M 0.01%
79,418
-3,530
-4% -$116K
VIAV icon
1504
Viavi Solutions
VIAV
$9.12B
$2.44M 0.01%
227,625
+73,710
+48% +$716K
MFC icon
1505
Manulife Financial
MFC
$73.9B
$2.44M 0.01%
137,443
+62,790
+84% +$1.16M
TFX icon
1506
Teleflex
TFX
$6.05B
$2.44M 0.01%
12,578
-269
-2% -$48.4K
BANC icon
1507
Banc of California
BANC
$3.03B
$2.44M 0.01%
117,697
-270,025
-70% -$5.02M
MRVL icon
1508
Marvell Technology
MRVL
$168B
$2.43M 0.01%
159,256
+12,740
+9% +$196K
NBTB icon
1509
NBT Bancorp
NBTB
$2.74B
$2.43M 0.01%
65,560
+2,532
+4% +$102K
CNDT icon
1510
Conduent
CNDT
$244M
$2.43M 0.01%
+144,620
New +$2.2M
KBR icon
1511
KBR
KBR
$4.62B
$2.42M 0.01%
161,134
+5,316
+3% +$84.5K
RSPP
1512
DELISTED
RSP Permian, Inc.
RSPP
$2.42M 0.01%
58,480
+10,152
+21% +$422K
FIVE icon
1513
Five Below
FIVE
$12B
$2.42M 0.01%
55,913
-11,559
-17% -$459K
ASRT
1514
DELISTED
Assertio
ASRT
$2.42M 0.01%
3,213
-114
-3% -$116K
INN
1515
Summit Hotel Properties
INN
$746M
$2.42M 0.01%
151,524
+29,641
+24% +$467K
HAIN icon
1516
Hain Celestial
HAIN
$45M
$2.41M 0.01%
64,735
-1,719
-3% -$64.7K
PFPT
1517
DELISTED
Proofpoint, Inc.
PFPT
$2.41M 0.01%
32,393
-10,384
-24% -$825K
BRS
1518
DELISTED
Bristow Group, Inc.
BRS
$2.41M 0.01%
158,357
-41,390
-21% -$696K
SF
1519
Stifel
SF
$12.6B
$2.4M 0.01%
107,717
-11,130
-9% -$256K
WPG
1520
DELISTED
Washington Prime Group Inc.
WPG
$2.4M 0.01%
30,665
-2,621
-8% -$219K
RRX icon
1521
Regal Rexnord
RRX
$13.7B
$2.39M 0.01%
31,646
-2,562
-7% -$189K
PATK icon
1522
Patrick Industries
PATK
$2.74B
$2.39M 0.01%
75,778
-14,211
-16% -$491K
HALO icon
1523
Halozyme
HALO
$9.79B
$2.38M 0.01%
184,124
-27,434
-13% -$347K
RGS icon
1524
Regis Corp
RGS
$68.4M
$2.38M 0.01%
10,166
-2,054
-17% -$535K
EFA icon
1525
iShares MSCI EAFE ETF
EFA
$78B
$2.38M 0.01%
38,211
– –
59 60
61
62 63

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.