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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTZ
1501
DELISTED
Hertz Global Holdings, Inc.
HTZ
$2.38M 0.01%
+68,250
New +$2.86M
ACHN
1502
DELISTED
Achillion Pharmaceuticals
ACHN
$2.38M 0.01%
293,842
+15,621
+6% +$133K
AMN icon
1503
AMN Healthcare
AMN
$1.28B
$2.37M 0.01%
74,339
-3,214
-4% -$122K
CNO icon
1504
CNO Financial Group
CNO
$5.12B
$2.37M 0.01%
155,064
+989
+0.6% +$16.1K
NTCT icon
1505
NETSCOUT
NTCT
$2.98B
$2.36M 0.01%
80,640
-7,732
-9% -$212K
PHI icon
1506
PLDT
PHI
$4.27B
$2.36M 0.01%
66,101
-863
-1% -$34.8K
FSM icon
1507
Fortuna Silver Mines
FSM
$2.74B
$2.36M 0.01%
+325,296
New +$2.71M
MAIN icon
1508
Main Street Capital
MAIN
$5.18B
$2.36M 0.01%
68,629
-4,387
-6% -$148K
TGP
1509
DELISTED
Teekay LNG Partners L.P.
TGP
$2.36M 0.01%
155,711
+52,350
+51% +$657K
HCR
1510
DELISTED
Hi-Crush Inc. Common Stock
HCR
$2.36M 0.01%
153,603
-36,032
-19% -$487K
PCRX icon
1511
Pacira BioSciences
PCRX
$1.09B
$2.35M 0.01%
68,827
-2,141
-3% -$83.9K
CRS icon
1512
Carpenter Technology
CRS
$27B
$2.35M 0.01%
57,042
+2,800
+5% +$106K
PTLA
1513
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$2.35M 0.01%
103,479
+1,673
+2% +$39.3K
WBK
1514
DELISTED
Westpac Banking Corporation
WBK
$2.35M 0.01%
103,362
-6,214
-6% -$141K
SKM icon
1515
SK Telecom
SKM
$13.4B
$2.34M 0.01%
62,891
-54,241
-46% -$1.96M
TIME
1516
DELISTED
Time Inc.
TIME
$2.34M 0.01%
161,542
-38,639
-19% -$583K
EWBC icon
1517
East-West Bancorp
EWBC
$18.1B
$2.34M 0.01%
63,621
+2,133
+3% +$75.1K
NTRI
1518
DELISTED
NutriSystem, Inc.
NTRI
$2.33M 0.01%
78,453
-10,769
-12% -$304K
NNY icon
1519
Nuveen New York Municipal Value Fund
NNY
$155M
$2.32M 0.01%
224,862
+46,679
+26% +$488K
VRTV
1520
DELISTED
VERITIV CORPORATION
VRTV
$2.32M 0.01%
46,278
-110
-0.2% -$5.08K
SHOE
1521
Shoe Station Group
SHOE
$419M
$2.32M 0.01%
+173,992
New +$2.34M
ESV
1522
DELISTED
Ensco Rowan plc
ESV
$2.31M 0.01%
68,046
-8,516
-11% -$290K
CATY icon
1523
Cathay General Bancorp
CATY
$4.27B
$2.31M 0.01%
75,059
-1,667
-2% -$50.6K
IBN icon
1524
ICICI Bank
IBN
$109B
$2.31M 0.01%
340,241
+49,392
+17% +$344K
BFK
1525
DELISTED
BlackRock Municipal Income Trust
BFK
$2.31M 0.01%
+145,742
New +$2.29M
59 60
61
62 63

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.