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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMO icon
1501
Bank of Montreal
BMO
$127B
$2.72M 0.01%
38,476
-173,497
-82% -$12.4M
SFNC icon
1502
Simmons First National
SFNC
$3.47B
$2.72M 0.01%
133,812
+67,556
+102% +$1.36M
HTLD icon
1503
Heartland Express
HTLD
$972M
$2.71M 0.01%
100,429
+66,072
+192% +$1.67M
SJI
1504
DELISTED
South Jersey Industries, Inc.
SJI
$2.71M 0.01%
92,062
+16,780
+22% +$480K
SYNA icon
1505
Synaptics
SYNA
$3.91B
$2.71M 0.01%
39,370
-1,124
-3% -$75.3K
SLCA
1506
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$2.7M 0.01%
105,207
-84,462
-45% -$3.34M
SRCI
1507
DELISTED
SRC Energy Inc
SRCI
$2.7M 0.01%
215,340
+74,812
+53% +$847K
GDXJ icon
1508
VanEck Junior Gold Miners ETF
GDXJ
$7.87B
$2.7M 0.01%
112,678
+58,026
+106% +$1.6M
TGH
1509
DELISTED
Textainer Group Holdings limited
TGH
$2.7M 0.01%
78,529
+40,267
+105% +$1.35M
DIOD icon
1510
Diodes
DIOD
$3.93B
$2.69M 0.01%
97,544
+34,256
+54% +$868K
PAY
1511
DELISTED
Verifone Systems Inc
PAY
$2.69M 0.01%
72,220
-3,376
-4% -$119K
BDN
1512
Brandywine Realty Trust
BDN
$551M
$2.67M 0.01%
167,139
-88,797
-35% -$1.35M
BN icon
1513
Brookfield
BN
$109B
$2.67M 0.01%
227,399
+1,294
+0.6% +$14.5K
CLF icon
1514
Cleveland-Cliffs
CLF
$7.22B
$2.67M 0.01%
373,491
+93,580
+33% +$814K
XLS
1515
DELISTED
EXELIS INC COM STK
XLS
$2.66M 0.01%
151,852
-48,433
-24% -$836K
MVT
1516
DELISTED
BlackRock MuniVest Fund II
MVT
$2.65M 0.01%
170,001
+22,918
+16% +$354K
SANM icon
1517
Sanmina
SANM
$10.7B
$2.65M 0.01%
112,690
-220,471
-66% -$5.04M
PES
1518
DELISTED
Pioneer Energy Services Corp.
PES
$2.65M 0.01%
478,833
+200,152
+72% +$1.62M
BFZ
1519
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$2.65M 0.01%
176,735
-1,714
-1% -$25.4K
JRS icon
1520
Nuveen Real Estate Income Fund
JRS
$248M
$2.65M 0.01%
230,002
+6,121
+3% +$68.5K
ORIG
1521
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$2.65M 0.01%
+31
New +$3.49M
CENTA icon
1522
Central Garden & Pet Co Class A
CENTA
$2.41B
$2.64M 0.01%
345,153
-134,518
-28% -$896K
BRS
1523
DELISTED
Bristow Group, Inc.
BRS
$2.64M 0.01%
40,087
+20,234
+102% +$1.37M
CNI icon
1524
Canadian National Railway
CNI
$77.1B
$2.64M 0.01%
38,257
+5,722
+18% +$392K
RDY icon
1525
Dr. Reddy's Laboratories
RDY
$10.1B
$2.63M 0.01%
260,955
+177,595
+213% +$1.87M
59 60
61
62 63

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.