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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENX
1501
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$2.88M 0.01%
233,415
+4,418
+2% +$54.4K
IOC
1502
DELISTED
Interoil Corporation
IOC
$2.88M 0.01%
53,060
+49,206
+1,277% +$2.87M
BSMX
1503
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$2.88M 0.01%
212,440
-66,988
-24% -$924K
RFMD
1504
DELISTED
RF MICRO DEVICES INC
RFMD
$2.86M 0.01%
248,100
-3,191,134
-93% -$36M
UNFI icon
1505
United Natural Foods
UNFI
$2.91B
$2.86M 0.01%
46,524
+3,014
+7% +$189K
MAN icon
1506
ManpowerGroup
MAN
$2.53B
$2.86M 0.01%
40,744
-23,431
-37% -$1.83M
RGC
1507
DELISTED
Regal Entertainment Group
RGC
$2.86M 0.01%
143,594
-243,084
-63% -$4.98M
OFG icon
1508
OFG Bancorp
OFG
$2.25B
$2.85M 0.01%
190,423
+80,150
+73% +$1.31M
CMBS icon
1509
iShares CMBS ETF
CMBS
$473M
$2.85M 0.01%
55,493
-2,291
-4% -$118K
IDXX icon
1510
Idexx Laboratories
IDXX
$46.1B
$2.84M 0.01%
48,164
+8,358
+21% +$528K
WKC icon
1511
World Kinect Corp
WKC
$1.97B
$2.82M 0.01%
70,741
-12,681
-15% -$567K
MUI
1512
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.82M 0.01%
195,116
+27,710
+17% +$396K
AOD
1513
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$2.82M 0.01%
331,393
+23,085
+7% +$203K
SAFT icon
1514
Safety Insurance
SAFT
$1.52B
$2.82M 0.01%
52,286
-1,956
-4% -$104K
NUVA
1515
DELISTED
NuVasive, Inc.
NUVA
$2.82M 0.01%
80,744
+52,266
+184% +$1.86M
AMAG
1516
DELISTED
AMAG Pharmaceuticals
AMAG
$2.81M 0.01%
88,109
+17,178
+24% +$366K
PIPR icon
1517
Piper Sandler
PIPR
$5.14B
$2.81M 0.01%
215,256
-3,628
-2% -$48.4K
NNN icon
1518
NNN REIT
NNN
$9.01B
$2.81M 0.01%
81,292
+22,661
+39% +$829K
CHA
1519
DELISTED
China Telecom Corporation, LTD
CHA
$2.81M 0.01%
45,728
+7,107
+18% +$406K
ON icon
1520
ON Semiconductor
ON
$18.3B
$2.8M 0.01%
313,131
+80,853
+35% +$747K
AEL
1521
DELISTED
American Equity Investment Life Holding Company
AEL
$2.79M 0.01%
122,028
+16,824
+16% +$396K
GPT
1522
DELISTED
Gramercy Property Trust
GPT
$2.79M 0.01%
161,447
+65,282
+68% +$1.19M
AZPN
1523
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$2.78M 0.01%
73,798
+9,517
+15% +$359K
HCC
1524
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$2.78M 0.01%
57,625
+641
+1% +$31.2K
TSRO
1525
DELISTED
TESARO, Inc.
TSRO
$2.78M 0.01%
103,140
+57,431
+126% +$1.69M
59 60
61
62 63

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.