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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLX icon
1476
Sixth Street Specialty
TSLX
$1.81B
$451K ﹤0.01%
22,080
+318
+1% +$6.35K
OBDC icon
1477
Blue Owl Capital
OBDC
$5.74B
$450K ﹤0.01%
32,494
-648
-2% -$8.95K
FIVN icon
1478
FIVE9
FIVN
$2.54B
$450K ﹤0.01%
6,993
+909
+15% +$68K
BTU icon
1479
Peabody Energy
BTU
$2.9B
$449K ﹤0.01%
17,285
+3,063
+22% +$68.5K
LGI
1480
Lazard Global Total Return & Income Fund
LGI
$240M
$449K ﹤0.01%
32,457
+8,955
+38% +$134K
UPBD icon
1481
Upbound Group
UPBD
$1.16B
$449K ﹤0.01%
15,242
+913
+6% +$28.5K
AA icon
1482
Alcoa
AA
$13.2B
$448K ﹤0.01%
15,431
-611
-4% -$19.2K
AGR
1483
DELISTED
Avangrid, Inc.
AGR
$446K ﹤0.01%
14,779
-1,186
-7% -$41.9K
SIGI icon
1484
Selective Insurance
SIGI
$5.73B
$445K ﹤0.01%
4,309
+480
+13% +$48.1K
HESM icon
1485
Hess Midstream
HESM
$5.11B
$444K ﹤0.01%
15,253
-1,477
-9% -$44.5K
CLB icon
1486
Core Laboratories
CLB
$521M
$444K ﹤0.01%
18,482
-12,628
-41% -$310K
CHE icon
1487
Chemed
CHE
$7.22B
$440K ﹤0.01%
847
-333
-28% -$173K
MATV icon
1488
Mativ Holdings
MATV
$711M
$440K ﹤0.01%
30,850
+909
+3% +$14.5K
WAB icon
1489
Wabtec
WAB
$49.3B
$440K ﹤0.01%
4,136
-540
-12% -$60.1K
FCFS icon
1490
FirstCash
FCFS
$8.78B
$438K ﹤0.01%
4,360
+573
+15% +$54.1K
NMIH icon
1491
NMI Holdings
NMIH
$3.36B
$436K ﹤0.01%
16,099
-6,239
-28% -$174K
OCSL icon
1492
Oaktree Specialty Lending
OCSL
$1.14B
$434K ﹤0.01%
21,571
-149
-0.7% -$2.98K
ARCC icon
1493
Ares Capital
ARCC
$14.4B
$434K ﹤0.01%
22,278
-734
-3% -$14.2K
STBA icon
1494
S&T Bancorp
STBA
$1.79B
$433K ﹤0.01%
15,975
+2,727
+21% +$78.8K
MAIN icon
1495
Main Street Capital
MAIN
$5.48B
$431K ﹤0.01%
10,620
-403
-4% -$16.4K
CGAU
1496
Centerra Gold
CGAU
$4.15B
$431K ﹤0.01%
87,957
+6,411
+8% +$37.5K
GO icon
1497
Grocery Outlet
GO
$980M
$430K ﹤0.01%
14,920
-3,410
-19% -$108K
NVT icon
1498
nVent Electric
NVT
$26.7B
$429K ﹤0.01%
+8,099
New +$437K
CBH
1499
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$429K ﹤0.01%
48,879
-354
-0.7% -$3.08K
MUB icon
1500
iShares National Muni Bond ETF
MUB
$45.5B
$428K ﹤0.01%
4,170
-4,907
-54% -$518K
58 59
60
61 62

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.