We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PENN icon
1476
PENN Entertainment
PENN
$2.71B
$509K ﹤0.01%
18,469
-11,184
-38% -$361K
LYV icon
1477
Live Nation Entertainment
LYV
$42.1B
$508K ﹤0.01%
6,676
+79
+1% +$7.08K
LGND icon
1478
Ligand Pharmaceuticals
LGND
$6.36B
$505K ﹤0.01%
9,395
+5,041
+116% +$296K
GIII icon
1479
G-III Apparel Group
GIII
$1.5B
$501K ﹤0.01%
33,536
+19,964
+147% +$408K
GTY
1480
Getty Realty Corp
GTY
$2.07B
$501K ﹤0.01%
18,607
-3,394
-15% -$97.6K
HAIN icon
1481
Hain Celestial
HAIN
$53.7M
$500K ﹤0.01%
29,643
+7,550
+34% +$162K
DQ
1482
Daqo New Energy
DQ
$996M
$498K ﹤0.01%
9,388
-753
-7% -$48K
XNCR icon
1483
Xencor
XNCR
$1.55B
$497K ﹤0.01%
19,135
-2,338
-11% -$66.9K
NIM icon
1484
Nuveen Select Maturities Municipal Fund
NIM
$117M
$494K ﹤0.01%
55,825
-31,836
-36% -$296K
TECK icon
1485
Teck Resources
TECK
$32.6B
$493K ﹤0.01%
16,210
+571
+4% +$17.6K
STAA icon
1486
STAAR Surgical
STAA
$1.21B
$492K ﹤0.01%
6,969
-1,042
-13% -$89.2K
MIDD icon
1487
Middleby
MIDD
$6.08B
$490K ﹤0.01%
+3,822
New +$536K
SEI
1488
Solaris Energy Infrastructure
SEI
$3.82B
$488K ﹤0.01%
52,144
+6,475
+14% +$66.6K
TCOM icon
1489
Trip.com Group
TCOM
$29.1B
$487K ﹤0.01%
17,817
+705
+4% +$18.5K
KKR icon
1490
KKR & Co
KKR
$92.3B
$486K ﹤0.01%
11,320
-1,135
-9% -$57.4K
GOGO icon
1491
Gogo Inc
GOGO
$493M
$484K ﹤0.01%
39,917
+2,916
+8% +$44.3K
AYI icon
1492
Acuity Brands
AYI
$10.8B
$483K ﹤0.01%
3,066
+338
+12% +$57.2K
CCK icon
1493
Crown Holdings
CCK
$13.1B
$482K ﹤0.01%
5,952
-993
-14% -$92.6K
KSS icon
1494
Kohl's
KSS
$2.19B
$482K ﹤0.01%
19,164
+5,272
+38% +$154K
STC icon
1495
Stewart Information Services
STC
$2.08B
$482K ﹤0.01%
11,039
-4,661
-30% -$238K
HTH icon
1496
Hilltop Holdings
HTH
$2.24B
$481K ﹤0.01%
+19,358
New +$527K
NARI
1497
DELISTED
Inari Medical, Inc. Common Stock
NARI
$476K ﹤0.01%
6,547
-954
-13% -$71K
CBT icon
1498
Cabot Corp
CBT
$4.52B
$473K ﹤0.01%
7,406
-2,547
-26% -$180K
ADX icon
1499
Adams Diversified Equity Fund
ADX
$3.2B
$472K ﹤0.01%
32,409
-12,559
-28% -$202K
GAM
1500
General American Investors Company
GAM
$1.61B
$472K ﹤0.01%
13,946
-5,993
-30% -$222K
58 59
60
61 62

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.