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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-2.75%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.6B
AUM Growth
-$2.54B
Cap. Flow
-$1.56B
Cap. Flow %
-9.38%
Top 10 Hldgs %
15.34%
Holding
2,234
New
132
Increased
1,075
Reduced
882
Closed
118

Top Buys

Rank Stock Value
1
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$58.2M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$14.2M
3
CEG icon
Constellation Energy
CEG
+$11.5M
4
OGE icon
OGE Energy
OGE
+$11.4M
5
ODFL icon
Old Dominion Freight Line
ODFL
+$9.46M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$250M
2
AAPL icon
Apple
AAPL
+$129M
3
MSFT icon
Microsoft
MSFT
+$99.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$70.6M
5
AMZN icon
Amazon
AMZN
+$68M

Sector Composition

Rank Sector Weight
1 Technology 17.91%
2 Financials 16.31%
3 Healthcare 9.8%
4 Consumer Discretionary 8.23%
5 Real Estate 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRGO icon
1476
Perrigo
PRGO
$1.78B
$805K ﹤0.01%
20,958
-4,277
-17% -$163K
NPCT icon
1477
Nuveen Core Plus Impact Fund
NPCT
$282M
$801K ﹤0.01%
53,321
+26,278
+97% +$419K
BTU icon
1478
Peabody Energy
BTU
$2.9B
$800K ﹤0.01%
32,601
+1,087
+3% +$18.4K
CRC icon
1479
California Resources
CRC
$4.62B
$796K ﹤0.01%
17,810
+4,571
+35% +$197K
AROC icon
1480
Archrock
AROC
$5.8B
$795K ﹤0.01%
86,107
+27,176
+46% +$233K
NOVA
1481
DELISTED
Sunnova Energy
NOVA
$790K ﹤0.01%
34,248
+15,461
+82% +$331K
MWA icon
1482
Mueller Water Products
MWA
$4.16B
$789K ﹤0.01%
61,089
+1,774
+3% +$22.9K
CVLT icon
1483
Commault Systems
CVLT
$5.61B
$787K ﹤0.01%
11,858
+92
+0.8% +$6.05K
ETX
1484
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$786K ﹤0.01%
+38,458
New +$794K
SYBT icon
1485
Stock Yards Bancorp
SYBT
$2.6B
$785K ﹤0.01%
14,835
+247
+2% +$14.2K
TSC
1486
DELISTED
TriState Capital Holdings, Inc.
TSC
$782K ﹤0.01%
23,545
+385
+2% +$12.3K
FIVN icon
1487
FIVE9
FIVN
$2.54B
$781K ﹤0.01%
7,077
-35
-0.5% -$4.07K
MSDAU
1488
DELISTED
MSD Acquisition Corp. Unit
MSDAU
$777K ﹤0.01%
+77,020
New +$769K
CPZ
1489
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$268M
$776K ﹤0.01%
38,092
+3,343
+10% +$67.6K
CLB icon
1490
Core Laboratories
CLB
$521M
$771K ﹤0.01%
24,366
+6,259
+35% +$175K
THS
1491
DELISTED
Treehouse Foods
THS
$771K ﹤0.01%
23,899
+2,811
+13% +$106K
ZEUS
1492
DELISTED
Olympic Steel
ZEUS
$766K ﹤0.01%
19,933
+5,907
+42% +$160K
GHC icon
1493
Graham Holdings Company
GHC
$5.02B
$761K ﹤0.01%
1,244
+360
+41% +$216K
AMBA icon
1494
Ambarella
AMBA
$3.81B
$760K ﹤0.01%
7,245
+1,261
+21% +$161K
COHR icon
1495
Coherent
COHR
$74.2B
$760K ﹤0.01%
10,477
+3,873
+59% +$264K
MFG icon
1496
Mizuho Financial
MFG
$130B
$760K ﹤0.01%
295,814
+16,999
+6% +$46.5K
CACI icon
1497
CACI
CACI
$14.2B
$758K ﹤0.01%
2,515
+175
+7% +$48.3K
COLL icon
1498
Collegium Pharmaceutical
COLL
$956M
$757K ﹤0.01%
37,193
-465
-1% -$8.79K
SHOP icon
1499
Shopify
SHOP
$195B
$754K ﹤0.01%
11,160
+1,990
+22% +$163K
GME icon
1500
GameStop
GME
$8.6B
$753K ﹤0.01%
18,076
-6,224
-26% -$184K
58 59
60
61 62

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2022 Portfolio in Review

As of Q1 2022, Guggenheim Capital held 2,234 positions worth $16.6B, down 13% from $19.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital withdrew a net $1.56B in Q1 2022, closing 118 positions and reducing 882 holdings. Its most notable exit was iShares Core US Aggregate Bond ETF, an estimated $250M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Gores Holdings IX, Inc. Class A Common Stock worth $58.7M.

  • Guggenheim Capital's largest Q1 2022 buy was Gores Holdings IX, Inc. Class A Common Stock: 5,998,500 shares worth $58.7M.
  • Guggenheim Capital added most to iShares Preferred and Income Securities ETF in Q1 2022, an estimated $14.2M increase.
  • Guggenheim Capital's biggest Q1 2022 reduction was Apple, cutting an estimated $129M.
  • Guggenheim Capital fully exited iShares Core US Aggregate Bond ETF in Q1 2022, selling an estimated $250M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $16.6B portfolio in Q1 2022.
  • Guggenheim Capital opened 132 new positions and closed 118 in Q1 2022.
  • Guggenheim Capital's portfolio value fell 13% quarter-over-quarter to $16.6B.

Based on Guggenheim Capital's 13F filing for Q1 2022, filed 16 May 2022.