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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSTG
1476
DELISTED
NanoString Technologies, Inc.
NSTG
$792K ﹤0.01%
18,751
+205
+1% +$8.96K
BYND icon
1477
Beyond Meat
BYND
$277M
$789K ﹤0.01%
12,108
+2,587
+27% +$220K
SKIN icon
1478
SkinHealth Systems
SKIN
$85.7M
$788K ﹤0.01%
+32,596
New +$840K
PCQ
1479
Pimco California Municipal Income Fund
PCQ
$167M
$781K ﹤0.01%
42,055
+24,213
+136% +$462K
VNQI icon
1480
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$776K ﹤0.01%
14,384
+1,096
+8% +$61.8K
ASX icon
1481
ASE Group
ASX
$82.2B
$771K ﹤0.01%
98,727
+42,385
+75% +$312K
EFOR
1482
Everforth Inc
EFOR
$1.32B
$770K ﹤0.01%
6,240
-2,534
-29% -$310K
CIVI
1483
DELISTED
Civitas Resources
CIVI
$768K ﹤0.01%
15,679
+6,200
+65% +$330K
ECF
1484
Ellsworth Growth & Income Fund
ECF
$172M
$768K ﹤0.01%
62,164
-38,586
-38% -$507K
BCC icon
1485
Boise Cascade
BCC
$3.02B
$767K ﹤0.01%
10,778
-5,020
-32% -$324K
FRPT icon
1486
Freshpet
FRPT
$3.22B
$764K ﹤0.01%
8,024
+1,640
+26% +$203K
ZUMZ icon
1487
Zumiez
ZUMZ
$339M
$761K ﹤0.01%
15,855
-51,550
-76% -$2.35M
GIIXW
1488
DELISTED
Gores Holdings VIII, Inc. Warrant
GIIXW
$761K ﹤0.01%
374,998
– –
BBT
1489
Beacon Financial Corp
BBT
$2.66B
$759K ﹤0.01%
26,713
+3,336
+14% +$92.4K
TEI
1490
Templeton Emerging Markets Income Fund
TEI
$321M
$756K ﹤0.01%
103,758
+47,384
+84% +$357K
LAZR
1491
DELISTED
Luminar Technologies
LAZR
$755K ﹤0.01%
2,976
-123
-4% -$30.8K
BANF icon
1492
BancFirst
BANF
$3.8B
$752K ﹤0.01%
10,665
-3,977
-27% -$263K
U icon
1493
Unity
U
$18.9B
$751K ﹤0.01%
5,249
-726
-12% -$111K
AXIA
1494
AXIA Energia
AXIA
$744K ﹤0.01%
154,177
+7,377
+5% +$37K
GGT
1495
Gabelli Multimedia Trust
GGT
$174M
$744K ﹤0.01%
87,051
-2,201
-2% -$19.9K
NIO icon
1496
NIO
NIO
$11.9B
$744K ﹤0.01%
23,485
-2,368
-9% -$87K
CSL icon
1497
Carlisle Companies
CSL
$15.4B
$742K ﹤0.01%
+2,990
New +$687K
MZTI
1498
The Marzetti Company
MZTI
$3.11B
$742K ﹤0.01%
4,486
-187
-4% -$30.6K
VICR icon
1499
Vicor
VICR
$10.2B
$741K ﹤0.01%
5,835
+3,649
+167% +$517K
ESLT icon
1500
Elbit Systems
ESLT
$40.3B
$736K ﹤0.01%
4,227
-62
-1% -$9.62K
58 59
60
61 62

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.