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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRI icon
1476
Thomson Reuters
TRI
$44.1B
$881K 0.01%
7,569
-1,338
-15% -$156K
BANF icon
1477
BancFirst
BANF
$3.8B
$880K 0.01%
14,642
-112
-0.8% -$6.4K
MOG.A icon
1478
Moog Inc Class A
MOG.A
$12.8B
$880K 0.01%
11,545
-2,085
-15% -$163K
WIX icon
1479
WIX.com
WIX
$2.52B
$880K 0.01%
4,488
+2,178
+94% +$539K
NCZ
1480
Virtus Convertible & Income Fund II
NCZ
$301M
$876K 0.01%
42,219
-58,696
-58% -$1.25M
KBH icon
1481
KB Home
KBH
$3.59B
$875K 0.01%
22,483
-18,612
-45% -$773K
ENIC icon
1482
Enel Chile
ENIC
$6.28B
$874K 0.01%
362,767
-108,527
-23% -$277K
GGB icon
1483
Gerdau
GGB
$9.7B
$874K 0.01%
223,789
+81,895
+58% +$357K
GTPBW
1484
DELISTED
Gores Technology Partners II, Inc. Warrant
GTPBW
$872K 0.01%
799,998
– –
TDW icon
1485
Tidewater
TDW
$4.12B
$869K 0.01%
72,048
+3,208
+5% +$36.5K
TPZ
1486
Tortoise Electrification Infrastructure ETF
TPZ
$124M
$869K 0.01%
65,629
-29,060
-31% -$382K
MPLX icon
1487
MPLX
MPLX
$59.7B
$868K 0.01%
30,497
-7,071
-19% -$200K
POR icon
1488
Portland General Electric
POR
$5.77B
$867K 0.01%
18,439
-6,937
-27% -$341K
MTH icon
1489
Meritage Homes
MTH
$4.86B
$866K 0.01%
17,862
-18,782
-51% -$967K
RITM icon
1490
Rithm Capital
RITM
$5.69B
$864K 0.01%
78,592
+29,818
+61% +$306K
SAIL
1491
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$864K 0.01%
20,145
-1,478
-7% -$70.1K
KMF
1492
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$863K 0.01%
118,531
-45,938
-28% -$334K
MAXR
1493
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$863K 0.01%
30,462
-9,687
-24% -$311K
HZO icon
1494
MarineMax
HZO
$788M
$861K 0.01%
17,739
-499
-3% -$24.9K
VVV icon
1495
Valvoline
VVV
$4.51B
$860K 0.01%
27,584
-6,876
-20% -$213K
FNB icon
1496
FNB Corp
FNB
$6.75B
$858K 0.01%
73,856
-94,286
-56% -$1.09M
BCC icon
1497
Boise Cascade
BCC
$3.02B
$853K 0.01%
15,798
-4,632
-23% -$252K
Z icon
1498
Zillow
Z
$7.56B
$851K 0.01%
9,650
+2,943
+44% +$298K
BCE icon
1499
BCE
BCE
$21.2B
$850K 0.01%
16,983
-8,323
-33% -$421K
CPE
1500
DELISTED
Callon Petroleum Company
CPE
$850K 0.01%
17,325
-15,811
-48% -$612K
58 59
60
61 62

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.