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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBKR icon
1476
Interactive Brokers
IBKR
$39.8B
$850K 0.01%
46,544
-1,384
-3% -$24.9K
IBTX
1477
DELISTED
Independent Bank Group, Inc.
IBTX
$849K 0.01%
11,754
+2,061
+21% +$145K
RQI icon
1478
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$848K 0.01%
60,906
+25,761
+73% +$333K
LII icon
1479
Lennox International
LII
$15.2B
$845K 0.01%
2,713
+536
+25% +$155K
OCSL icon
1480
Oaktree Specialty Lending
OCSL
$1.14B
$840K 0.01%
45,169
-10,569
-19% -$190K
TLND
1481
DELISTED
Talend S.A. American Depositary Shares
TLND
$839K 0.01%
+13,190
New +$685K
SAFM
1482
DELISTED
Sanderson Farms Inc
SAFM
$836K 0.01%
5,364
-1,024
-16% -$151K
AAWW
1483
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$835K 0.01%
13,808
+3,497
+34% +$195K
PRSP
1484
DELISTED
Perspecta Inc. Common Stock
PRSP
$832K 0.01%
28,634
+16,047
+127% +$452K
OI icon
1485
O-I Glass
OI
$1.08B
$831K 0.01%
56,407
-10,680
-16% -$138K
LSCC icon
1486
Lattice Semiconductor
LSCC
$18.5B
$830K 0.01%
18,427
+5,276
+40% +$234K
LCII icon
1487
LCI Industries
LCII
$2.65B
$828K 0.01%
6,262
-1,174
-16% -$164K
SPWR
1488
DELISTED
SunPower Corporation Common Stock
SPWR
$826K 0.01%
24,680
+6,157
+33% +$231K
CAR icon
1489
Avis
CAR
$5.02B
$824K 0.01%
11,361
-4,318
-28% -$223K
UMPQ
1490
DELISTED
Umpqua Holdings Corp
UMPQ
$824K 0.01%
46,961
-73,470
-61% -$1.24M
JPI
1491
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$823K 0.01%
32,922
+12,615
+62% +$306K
THQ
1492
abrdn Healthcare Opportunities Fund
THQ
$796M
$820K 0.01%
37,749
+1,563
+4% +$32.8K
MSTR icon
1493
Strategy Inc
MSTR
$38.4B
$819K 0.01%
12,060
-10,340
-46% -$730K
TTEK icon
1494
Tetra Tech
TTEK
$9.07B
$817K 0.01%
30,105
+1,510
+5% +$40K
GRA
1495
DELISTED
W.R. Grace & Co.
GRA
$814K 0.01%
13,599
+725
+6% +$43.3K
CONN
1496
DELISTED
Conn's Inc.
CONN
$812K 0.01%
41,769
+25,263
+153% +$372K
OVV icon
1497
Ovintiv
OVV
$16.4B
$809K 0.01%
33,990
+4,588
+16% +$98.1K
CNR
1498
Core Natural Resources Inc
CNR
$4.45B
$808K 0.01%
83,130
+50,276
+153% +$491K
RNST icon
1499
Renasant Corp
RNST
$3.91B
$804K 0.01%
19,445
+7,479
+63% +$297K
VG
1500
DELISTED
Vonage Holdings Corporation
VG
$804K 0.01%
68,020
+22,796
+50% +$297K
58 59
60
61 62

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.