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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTCT icon
1476
NETSCOUT
NTCT
$2.79B
$745K ﹤0.01%
+27,153
New +$649K
SSD icon
1477
Simpson Manufacturing
SSD
$8.16B
$745K ﹤0.01%
7,974
+5,832
+272% +$542K
THQ
1478
abrdn Healthcare Opportunities Fund
THQ
$796M
$737K ﹤0.01%
36,186
-4,177
-10% -$79.8K
IBKR icon
1479
Interactive Brokers
IBKR
$39.8B
$730K ﹤0.01%
+47,928
New +$635K
AFG icon
1480
American Financial Group
AFG
$12.1B
$729K ﹤0.01%
+8,319
New +$682K
CVSA
1481
Covista Inc
CVSA
$4.8B
$729K ﹤0.01%
21,480
-34,539
-62% -$985K
TRMK icon
1482
Trustmark
TRMK
$2.75B
$729K ﹤0.01%
+26,682
New +$668K
WES icon
1483
Western Midstream Partners
WES
$19.3B
$729K ﹤0.01%
52,743
-20,884
-28% -$240K
WAFD icon
1484
WaFd
WAFD
$2.75B
$725K ﹤0.01%
+28,148
New +$670K
QTS
1485
DELISTED
QTS REALTY TRUST, INC.
QTS
$725K ﹤0.01%
11,725
+5,386
+85% +$337K
MMSI icon
1486
Merit Medical Systems
MMSI
$5.32B
$723K ﹤0.01%
+13,030
New +$672K
WERN icon
1487
Werner Enterprises
WERN
$2.25B
$723K ﹤0.01%
18,447
+6,704
+57% +$273K
SHG icon
1488
Shinhan Financial Group
SHG
$35.6B
$720K ﹤0.01%
24,198
+2,279
+10% +$65.1K
EOT
1489
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$719K ﹤0.01%
35,071
+18,837
+116% +$387K
FCN icon
1490
FTI Consulting
FCN
$4.18B
$715K ﹤0.01%
6,402
-2,322
-27% -$250K
HRTX icon
1491
Heron Therapeutics
HRTX
$92.9M
$714K ﹤0.01%
33,738
+12,174
+56% +$212K
FORM icon
1492
FormFactor
FORM
$9.17B
$712K ﹤0.01%
16,562
-2,458
-13% -$88.8K
PLOW icon
1493
Douglas Dynamics
PLOW
$1.02B
$710K ﹤0.01%
16,602
-681
-4% -$26.2K
ESE icon
1494
ESCO Technologies
ESE
$7.92B
$708K ﹤0.01%
6,861
-2,355
-26% -$222K
PII icon
1495
Polaris
PII
$4.07B
$706K ﹤0.01%
7,407
-5,733
-44% -$549K
GRA
1496
DELISTED
W.R. Grace & Co.
GRA
$706K ﹤0.01%
12,874
+4,134
+47% +$208K
EXP icon
1497
Eagle Materials
EXP
$6.57B
$703K ﹤0.01%
6,934
-1,900
-22% -$177K
SYNA icon
1498
Synaptics
SYNA
$4.15B
$703K ﹤0.01%
7,296
-3,665
-33% -$298K
CADE
1499
DELISTED
Cadence Bank
CADE
$700K ﹤0.01%
+25,520
New +$645K
SXI icon
1500
Standex International
SXI
$4.12B
$697K ﹤0.01%
8,985
-1,001
-10% -$71.3K
58 59
60
61 62

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.