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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIRM
1476
DELISTED
Air Methods Corp
AIRM
$2.55M 0.01%
80,052
+33,764
+73% +$1.04M
INVX
1477
Innovex International
INVX
$2.13B
$2.55M 0.01%
42,447
+13,914
+49% +$774K
MYGN icon
1478
Myriad Genetics
MYGN
$301M
$2.54M 0.01%
152,626
-13,420
-8% -$243K
POT
1479
DELISTED
Potash Corp Of Saskatchewan
POT
$2.54M 0.01%
140,491
-117,963
-46% -$2.04M
TS icon
1480
Tenaris
TS
$28.8B
$2.54M 0.01%
71,099
+2,332
+3% +$73K
MANT
1481
DELISTED
Mantech International Corp
MANT
$2.54M 0.01%
60,084
-76,648
-56% -$3.15M
AFSI
1482
DELISTED
AmTrust Financial Services, Inc.
AFSI
$2.54M 0.01%
92,684
-2,729
-3% -$72.6K
STE icon
1483
Steris
STE
$22.7B
$2.53M 0.01%
37,470
-56,235
-60% -$3.81M
TEP
1484
DELISTED
Tallgrass Energy Partners, LP
TEP
$2.53M 0.01%
53,239
-36,650
-41% -$1.71M
BAB icon
1485
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$2.52M 0.01%
86,761
+2,551
+3% +$76.3K
CRS icon
1486
Carpenter Technology
CRS
$28.3B
$2.52M 0.01%
69,777
+12,735
+22% +$472K
BFY
1487
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$2.52M 0.01%
173,790
+4,507
+3% +$68.4K
ARDC
1488
Are Dynamic Credit Allocation Fund
ARDC
$298M
$2.52M 0.01%
166,932
-16,030
-9% -$236K
PDI icon
1489
PIMCO Dynamic Income Fund
PDI
$7.39B
$2.52M 0.01%
90,783
-33,100
-27% -$938K
MDSO
1490
DELISTED
Medidata Solutions, Inc.
MDSO
$2.51M 0.01%
50,628
+6,526
+15% +$339K
APLP
1491
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$2.51M 0.01%
156,396
+5,766
+4% +$89.6K
CIB icon
1492
Grupo Cibest SA
CIB
$21.4B
$2.51M 0.01%
68,329
+385
+0.6% +$14.1K
CTWS
1493
DELISTED
Connecticut Water Service Inc
CTWS
$2.5M 0.01%
44,848
-1,498
-3% -$79.7K
EIV
1494
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$2.5M 0.01%
202,972
-15,458
-7% -$194K
MAIN icon
1495
Main Street Capital
MAIN
$5.22B
$2.5M 0.01%
67,868
-761
-1% -$26.9K
VKI icon
1496
Invesco Advantage Municipal Income Trust II
VKI
$398M
$2.49M 0.01%
223,097
-16,937
-7% -$192K
ASIX icon
1497
AdvanSix
ASIX
$540M
$2.49M 0.01%
+112,515
New +$2.02M
CVGW
1498
DELISTED
Calavo Growers
CVGW
$2.49M 0.01%
40,543
+19,053
+89% +$1.16M
AG icon
1499
First Majestic Silver
AG
$8.68B
$2.49M 0.01%
325,859
-65,338
-17% -$545K
CORE
1500
DELISTED
Core Mark Holding Co., Inc.
CORE
$2.49M 0.01%
57,760
+52,082
+917% +$1.92M
58 59
60
61 62

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.