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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOGM
1476
DELISTED
LogMein, Inc.
LOGM
$2.27M 0.01%
45,021
-11,632
-21% -$600K
BNED icon
1477
Barnes & Noble Education
BNED
$436M
$2.27M 0.01%
2,316
+323
+16% +$324K
GCO icon
1478
Genesco
GCO
$435M
$2.27M 0.01%
31,352
+2,921
+10% +$188K
TCRT icon
1479
Alaunos Therapeutics
TCRT
$4.93M
$2.26M 0.01%
2,032
-1,006
-33% -$1.03M
LTC
1480
LTC Properties
LTC
$1.99B
$2.26M 0.01%
49,920
+30,588
+158% +$1.35M
ZLTQ
1481
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$2.26M 0.01%
+83,063
New +$1.96M
PIPR icon
1482
Piper Sandler
PIPR
$5.09B
$2.25M 0.01%
181,816
-85,256
-32% -$863K
NSA
1483
DELISTED
National Storage Affiliates Trust
NSA
$2.25M 0.01%
105,994
-85,621
-45% -$1.53M
IAF
1484
abrdn Australia Equity Fund
IAF
$127M
$2.25M 0.01%
134,626
-12,205
-8% -$190K
ALR
1485
DELISTED
Alere Inc
ALR
$2.25M 0.01%
44,363
-13,428
-23% -$643K
ABCB icon
1486
Ameris Bancorp
ABCB
$5.95B
$2.24M 0.01%
75,869
-17,330
-19% -$491K
GTLS
1487
DELISTED
Chart Industries
GTLS
$2.24M 0.01%
103,208
+14,173
+16% +$253K
SPR
1488
DELISTED
Spirit AeroSystems
SPR
$2.24M 0.01%
49,367
-24,551
-33% -$1.12M
WD icon
1489
Walker & Dunlop
WD
$1.46B
$2.23M 0.01%
92,094
-20,842
-18% -$493K
PBH icon
1490
Prestige Consumer Healthcare
PBH
$2.51B
$2.23M 0.01%
41,750
-3,237
-7% -$159K
ALDW
1491
DELISTED
Alon USA Partners LP
ALDW
$2.23M 0.01%
169,161
-258,626
-60% -$3.96M
TLRD
1492
DELISTED
Tailored Brands, Inc.
TLRD
$2.22M 0.01%
+123,922
New +$1.91M
CIB icon
1493
Grupo Cibest SA
CIB
$21.8B
$2.22M 0.01%
64,805
+40,759
+170% +$1.21M
SAGE
1494
DELISTED
Sage Therapeutics
SAGE
$2.21M 0.01%
69,028
-132
-0.2% -$4.65K
OIS icon
1495
Oil States International
OIS
$518M
$2.21M 0.01%
70,170
+397
+0.6% +$10.7K
GOOD
1496
Gladstone Commercial Corp
GOOD
$630M
$2.21M 0.01%
135,028
-17,371
-11% -$256K
ALB icon
1497
Albemarle
ALB
$15.1B
$2.21M 0.01%
34,577
+14,941
+76% +$820K
MUS
1498
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$2.21M 0.01%
157,331
-24,591
-14% -$338K
NTRI
1499
DELISTED
NutriSystem, Inc.
NTRI
$2.21M 0.01%
105,796
-27,517
-21% -$544K
NPP
1500
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$2.21M 0.01%
140,671
-15,937
-10% -$244K
58 59
60
61 62

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.