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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$629M
Cap. Flow %
1.83%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNFG
1476
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$2.42M 0.01%
223,397
+82,682
+59% +$882K
DNP icon
1477
DNP Select Income Fund
DNP
$4.04B
$2.42M 0.01%
270,392
-23,607
-8% -$222K
SENEA icon
1478
Seneca Foods Class A
SENEA
$1.13B
$2.42M 0.01%
83,482
-1,870
-2% -$52.7K
TS icon
1479
Tenaris
TS
$26.9B
$2.42M 0.01%
101,596
+12,540
+14% +$318K
PMM
1480
Franklin Managed Municipal Income Trust
PMM
$270M
$2.41M 0.01%
327,821
+98,393
+43% +$713K
AKR icon
1481
Acadia Realty Trust
AKR
$2.84B
$2.41M 0.01%
72,772
+64,711
+803% +$2.11M
BHK icon
1482
BlackRock Core Bond Trust
BHK
$660M
$2.41M 0.01%
190,728
-32,022
-14% -$410K
GDV icon
1483
Gabelli Dividend & Income Trust
GDV
$2.64B
$2.41M 0.01%
130,505
-34,489
-21% -$648K
RY icon
1484
Royal Bank of Canada
RY
$294B
$2.4M 0.01%
44,861
-77,040
-63% -$4.32M
IAF
1485
abrdn Australia Equity Fund
IAF
$126M
$2.4M 0.01%
146,831
-9,351
-6% -$155K
MFIC icon
1486
MidCap Financial Investment
MFIC
$801M
$2.4M 0.01%
153,295
+3,311
+2% +$56.6K
SDRL
1487
DELISTED
Seadrill Limited Common Stock
SDRL
$2.4M 0.01%
2,639
+153
+6% +$240K
RAX
1488
DELISTED
Rackspace Hosting Inc
RAX
$2.39M 0.01%
94,578
-179,263
-65% -$4.76M
HNP
1489
DELISTED
Huaneng Power Intl, Inc.
HNP
$2.39M 0.01%
69,727
-10,288
-13% -$417K
NID
1490
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$2.39M 0.01%
186,040
+79,886
+75% +$1M
ODP
1491
DELISTED
ODP
ODP
$2.39M 0.01%
42,365
+12,302
+41% +$819K
USDU icon
1492
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$458M
$2.38M 0.01%
87,065
+6,372
+8% +$183K
CVE icon
1493
Cenovus Energy
CVE
$52.1B
$2.38M 0.01%
189,004
+2,510
+1% +$37K
X
1494
DELISTED
US Steel
X
$2.38M 0.01%
298,125
+184,486
+162% +$1.81M
CLMS
1495
DELISTED
Calamos Asset Management, Inc.
CLMS
$2.38M 0.01%
245,628
+59,734
+32% +$562K
TLN
1496
DELISTED
Talen Energy Corporation
TLN
$2.37M 0.01%
380,600
+320,524
+534% +$2.64M
JTP
1497
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$2.36M 0.01%
285,472
-12,730
-4% -$104K
HE icon
1498
Hawaiian Electric Industries
HE
$2.15B
$2.36M 0.01%
81,455
-67,372
-45% -$1.94M
KFY icon
1499
Korn Ferry
KFY
$4.21B
$2.35M 0.01%
70,972
+52,127
+277% +$1.83M
INVA icon
1500
Innoviva
INVA
$1.57B
$2.35M 0.01%
223,141
-50,321
-18% -$463K
58 59
60
61 62

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.