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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOH icon
1476
Molina Healthcare
MOH
$10.2B
$3M 0.01%
70,885
+1,429
+2% +$63.2K
CBT icon
1477
Cabot Corp
CBT
$4.36B
$3M 0.01%
59,002
-1,831
-3% -$100K
CLB icon
1478
Core Laboratories
CLB
$502M
$2.99M 0.01%
20,457
+4,091
+25% +$631K
PGTI
1479
DELISTED
PGT, Inc.
PGTI
$2.99M 0.01%
321,189
-91,876
-22% -$866K
MTRX icon
1480
Matrix Service
MTRX
$325M
$2.98M 0.01%
123,455
+33,176
+37% +$921K
KPTI icon
1481
Karyopharm Therapeutics
KPTI
$43.3M
$2.98M 0.01%
5,676
-329
-5% -$186K
AOL
1482
DELISTED
AOL INC COMMON STOCK
AOL
$2.97M 0.01%
66,145
-2,538
-4% -$106K
SLRC icon
1483
SLR Investment Corp
SLRC
$691M
$2.97M 0.01%
158,975
+7,675
+5% +$154K
RQI icon
1484
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$2.96M 0.01%
278,965
-38,404
-12% -$428K
DEO icon
1485
Diageo
DEO
$49.2B
$2.96M 0.01%
25,682
+5,351
+26% +$648K
SYNA icon
1486
Synaptics
SYNA
$3.91B
$2.96M 0.01%
40,494
+3,645
+10% +$297K
HALO icon
1487
Halozyme
HALO
$9.87B
$2.95M 0.01%
324,094
+26,737
+9% +$255K
PF
1488
DELISTED
Pinnacle Foods, Inc.
PF
$2.95M 0.01%
90,314
-264
-0.3% -$8.36K
CPL
1489
DELISTED
CPFL Energia S.A.
CPL
$2.95M 0.01%
200,422
-151,298
-43% -$2.58M
RAMP icon
1490
LiveRamp
RAMP
$2.3B
$2.94M 0.01%
177,489
-5,956
-3% -$112K
CMRE icon
1491
Costamare
CMRE
$1.77B
$2.94M 0.01%
133,751
-32,781
-20% -$759K
MSCC
1492
DELISTED
Microsemi Corp
MSCC
$2.93M 0.01%
115,249
+13,532
+13% +$346K
AKP
1493
DELISTED
Alliance Californa Muni Fd
AKP
$2.93M 0.01%
216,594
+6,881
+3% +$91.2K
QEPM
1494
DELISTED
QEP MIDSTREAM PARTNERS LP UIT REPSTG LTD PARTSP INT (DE)
QEPM
$2.93M 0.01%
123,472
+69,172
+127% +$1.73M
FHY
1495
DELISTED
First Trust Strategic High
FHY
$2.91M 0.01%
189,159
+37,042
+24% +$582K
CLF icon
1496
Cleveland-Cliffs
CLF
$7.22B
$2.91M 0.01%
279,911
-685,697
-71% -$10.5M
SPIL
1497
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$2.9M 0.01%
425,800
+82,984
+24% +$613K
SFY
1498
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$2.9M 0.01%
302,029
+158,173
+110% +$1.8M
NCA icon
1499
Nuveen California Municipal Value Fund
NCA
$301M
$2.9M 0.01%
280,023
+27,818
+11% +$283K
CDI
1500
DELISTED
CDI Corp.
CDI
$2.89M 0.01%
199,313
-10,150
-5% -$151K
58 59
60
61 62

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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.