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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Invitation Homes
INVH
$18.1B
| $18.4M | 0.16% |
580,753
+108,467
| +23% | +$3.73M |
|
127
VICI Properties
VICI
$29.3B
| $18.2M | 0.16% |
626,706
+80,862
| +15% | +$2.51M |
|
|
128
Nuveen Floating Rate Income Fund
JFR
$1.25B
| $18.2M | 0.16% |
2,219,463
+1,206,915
| +119% | +$9.73M |
|
129
Duke Energy
DUK
$97.4B
| $18.2M | 0.16% |
206,172
+14,793
| +8% | +$1.36M |
|
130
Chubb
CB
$136B
| $18.2M | 0.16% |
87,349
-4,504
| -5% | -$911K |
|
131
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
| $18M | 0.15% |
265,471
+9,267
| +4% | +$646K |
|
132
iShares Russell 2000 ETF
IWM
$82.9B
| $17.9M | 0.15% |
101,025
-122,045
| -55% | -$22.9M |
|
133
Cadence Design Systems
CDNS
$94.4B
| $17.8M | 0.15% |
76,151
+7,308
| +11% | +$1.71M |
|
134
Teradyne
TER
$59.9B
| $17.8M | 0.15% |
177,119
-6,577
| -4% | -$694K |
|
135
Thermo Fisher Scientific
TMO
$216B
| $17.8M | 0.15% |
35,069
-2,053
| -6% | -$1.09M |
|
136
Biogen
BIIB
$30.4B
| $17.6M | 0.15% |
68,512
+7,593
| +12% | +$2.03M |
|
137
Exelon
EXC
$47.1B
| $17.6M | 0.15% |
465,926
+15,319
| +3% | +$624K |
|
138
Humana
HUM
$45.9B
| $17.5M | 0.15% |
36,010
+8,254
| +30% | +$3.88M |
|
139
Bunge Global
BG
$21.1B
| $17.4M | 0.15% |
161,198
-12,165
| -7% | -$1.33M |
|
140
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $17.3M | 0.15% |
169,418
-23,468
| -12% | -$2.47M |
|
141
Lockheed Martin
LMT
$135B
| $17.2M | 0.15% |
42,061
-6,173
| -13% | -$2.74M |
|
142
MSC Industrial Direct
MSM
$6.88B
| $17.1M | 0.15% |
174,687
-2,954
| -2% | -$292K |
|
143
Occidental Petroleum
OXY
$56.2B
| $17M | 0.15% |
262,135
+30,799
| +13% | +$1.94M |
|
144
Parker-Hannifin
PH
$136B
| $16.9M | 0.15% |
43,450
+1,972
| +5% | +$793K |
|
145
Expeditors International
EXPD
$23.4B
| $16.8M | 0.14% |
146,750
+12,702
| +9% | +$1.51M |
|
146
Encompass Health
EHC
$12.4B
| $16.8M | 0.14% |
250,473
+11,041
| +5% | +$759K |
|
|
WBA
147
DELISTED
Walgreens Boots Alliance
WBA
| $16.7M | 0.14% |
750,268
-105,647
| -12% | -$2.81M |
|
148
Eaton
ETN
$175B
| $16.7M | 0.14% |
78,219
-917
| -1% | -$198K |
|
149
Autodesk
ADSK
$52.4B
| $16.7M | 0.14% |
80,536
+27,790
| +53% | +$5.84M |
|
150
Curtiss-Wright
CW
$26B
| $16.6M | 0.14% |
84,945
-5,267
| -6% | -$1.04M |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.