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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
126
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$19.6M 0.16%
291,614
+9,814
+3% +$657K
FANG icon
127
Diamondback Energy
FANG
$52.7B
$19.5M 0.16%
144,574
+41,425
+40% +$5.77M
MRNA icon
128
Moderna
MRNA
$23.6B
$19.5M 0.16%
127,086
+6,056
+5% +$999K
GS icon
129
Goldman Sachs
GS
$303B
$19.5M 0.16%
59,621
+2,247
+4% +$782K
YTPG
130
DELISTED
TPG Pace Beneficial II Corp.
YTPG
$19.3M 0.16%
1,933,552
– –
TMO icon
131
Thermo Fisher Scientific
TMO
$220B
$19.2M 0.16%
33,275
+6,227
+23% +$3.51M
VICI icon
132
VICI Properties
VICI
$29.4B
$18.9M 0.16%
579,140
-158,734
-22% -$5.25M
ADP icon
133
Automatic Data Processing
ADP
$108B
$18.7M 0.16%
84,148
+1,762
+2% +$397K
BBN icon
134
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$18.6M 0.16%
1,039,953
+9,119
+0.9% +$161K
HSY icon
135
Hershey
HSY
$36.6B
$18.5M 0.16%
72,903
-18,701
-20% -$4.39M
TER icon
136
Teradyne
TER
$59.3B
$18.3M 0.15%
170,619
+4,640
+3% +$475K
ISRG icon
137
Intuitive Surgical
ISRG
$134B
$18.3M 0.15%
71,798
+9,080
+14% +$2.24M
AFTR
138
DELISTED
AfterNext HealthTech Acquisition Corp
AFTR
$18.3M 0.15%
1,792,000
– –
O icon
139
Realty Income
O
$59.1B
$18.2M 0.15%
287,939
-785
-0.3% -$50.9K
EVRG icon
140
Evergy
EVRG
$19.2B
$17.7M 0.15%
289,371
+11,911
+4% +$725K
NAC icon
141
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$17.6M 0.15%
1,601,349
-782,216
-33% -$8.69M
SPG icon
142
Simon Property Group
SPG
$72.3B
$17.6M 0.15%
157,242
-6,490
-4% -$775K
EXC icon
143
Exelon
EXC
$47B
$17.6M 0.15%
419,265
-23,733
-5% -$989K
PRU icon
144
Prudential Financial
PRU
$41.8B
$17.5M 0.15%
211,904
-7,541
-3% -$720K
ROST icon
145
Ross Stores
ROST
$81.9B
$17.5M 0.15%
165,001
+6,343
+4% +$712K
MRSH
146
Marsh
MRSH
$91.5B
$17.5M 0.15%
104,892
+15,917
+18% +$2.65M
FCX icon
147
Freeport-McMoran
FCX
$97.5B
$17.4M 0.15%
425,140
+75,962
+22% +$3.16M
BAC icon
148
Bank of America
BAC
$442B
$17.3M 0.15%
603,419
+25,640
+4% +$846K
PNW icon
149
Pinnacle West Capital
PNW
$12.2B
$16.9M 0.14%
213,248
-40,822
-16% -$3.08M
VTR icon
150
Ventas
VTR
$47.9B
$16.9M 0.14%
389,611
-1,471
-0.4% -$70.9K
4 5
6
7 8

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.