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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNST icon
126
Monster Beverage
MNST
$92.1B
$20M 0.18%
394,464
+10,830
+3% +$525K
EMN icon
127
Eastman Chemical
EMN
$8.4B
$19.9M 0.17%
244,333
+6,420
+3% +$517K
GS icon
128
Goldman Sachs
GS
$301B
$19.7M 0.17%
57,374
+6,852
+14% +$2.39M
DUK icon
129
Duke Energy
DUK
$96.6B
$19.7M 0.17%
191,243
-19,882
-9% -$1.91M
ADP icon
130
Automatic Data Processing
ADP
$109B
$19.7M 0.17%
82,386
-18,961
-19% -$4.66M
D icon
131
Dominion Energy
D
$58.8B
$19.6M 0.17%
319,401
-7,523
-2% -$472K
PNW icon
132
Pinnacle West Capital
PNW
$12.2B
$19.3M 0.17%
254,070
+87,359
+52% +$6.24M
SPG icon
133
Simon Property Group
SPG
$71.9B
$19.2M 0.17%
163,732
-1,619
-1% -$180K
CTAS icon
134
Cintas
CTAS
$80.9B
$19.2M 0.17%
170,132
-13,292
-7% -$1.44M
SO icon
135
Southern Company
SO
$107B
$19.2M 0.17%
268,288
-33,072
-11% -$2.21M
EXC icon
136
Exelon
EXC
$46.7B
$19.2M 0.17%
442,998
-80,279
-15% -$3.17M
BAC icon
137
Bank of America
BAC
$441B
$19.1M 0.17%
577,779
+40,654
+8% +$1.4M
DLR icon
138
Digital Realty Trust
DLR
$71.3B
$19M 0.17%
189,513
+2,513
+1% +$256K
YTPG
139
DELISTED
TPG Pace Beneficial II Corp.
YTPG
$19M 0.17%
1,933,552
-5,173
-0.3% -$50.9K
BGB
140
Blackstone Strategic Credit 2027 Term Fund
BGB
$502M
$18.9M 0.17%
1,789,442
-256,460
-13% -$2.74M
ROST icon
141
Ross Stores
ROST
$81.6B
$18.4M 0.16%
158,658
-16,626
-9% -$1.7M
JCI icon
142
Johnson Controls International
JCI
$93.6B
$18.3M 0.16%
286,523
+10,625
+4% +$650K
O icon
143
Realty Income
O
$59B
$18.3M 0.16%
288,724
-5,912
-2% -$367K
BRK.B icon
144
Berkshire Hathaway Class B
BRK.B
$1.13T
$18.3M 0.16%
59,267
-50
-0.1% -$14.8K
CWB icon
145
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$18.1M 0.16%
281,800
-34,593
-11% -$2.25M
TSN icon
146
Tyson Foods
TSN
$20.6B
$18.1M 0.16%
291,228
-20,249
-7% -$1.32M
ADI icon
147
Analog Devices
ADI
$184B
$18M 0.16%
109,603
-24,799
-18% -$3.87M
AFTR
148
DELISTED
AfterNext HealthTech Acquisition Corp
AFTR
$18M 0.16%
1,792,000
-6,300
-0.4% -$62.4K
VTR icon
149
Ventas
VTR
$47.3B
$17.6M 0.15%
391,082
-14,382
-4% -$607K
UNM icon
150
Unum
UNM
$14.2B
$17.6M 0.15%
428,106
-4,114
-1% -$172K
4 5
6
7 8

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.