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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BG icon
126
Bunge Global
BG
$21B
$24.2M 0.16%
305,383
+24,782
+9% +$1.84M
TGT icon
127
Target
TGT
$67.1B
$24.2M 0.16%
122,142
-14,543
-11% -$2.72M
BMY icon
128
Bristol-Myers Squibb
BMY
$131B
$24.1M 0.16%
381,843
+94,715
+33% +$5.89M
VMW
129
DELISTED
VMware, Inc
VMW
$24.1M 0.16%
160,216
+38,186
+31% +$5.46M
PXD
130
DELISTED
Pioneer Natural Resource Co.
PXD
$24.1M 0.16%
151,640
+136,464
+899% +$19.4M
GTPAU
131
DELISTED
Gores Technology Partners, Inc. Units
GTPAU
$24.1M 0.16%
+2,400,000
New +$24.3M
QRVO icon
132
Qorvo
QRVO
$8.56B
$24M 0.16%
131,302
+10,574
+9% +$1.86M
BRK.B icon
133
Berkshire Hathaway Class B
BRK.B
$1.12T
$23.7M 0.16%
92,685
+89
+0.1% +$21.6K
DIS icon
134
Walt Disney
DIS
$181B
$23.6M 0.15%
127,729
-15,724
-11% -$2.9M
GD icon
135
General Dynamics
GD
$104B
$23.5M 0.15%
129,385
-1,992
-2% -$325K
VTR icon
136
Ventas
VTR
$47.7B
$23.4M 0.15%
439,639
+15,426
+4% +$791K
ETN icon
137
Eaton
ETN
$174B
$23.4M 0.15%
169,534
+19,180
+13% +$2.47M
AIZ icon
138
Assurant
AIZ
$14.5B
$23.4M 0.15%
165,237
-14,678
-8% -$1.98M
LLY icon
139
Eli Lilly
LLY
$1.06T
$23M 0.15%
123,329
-4,046
-3% -$791K
NOC icon
140
Northrop Grumman
NOC
$80B
$22.8M 0.15%
70,566
+14,415
+26% +$4.35M
CB icon
141
Chubb
CB
$136B
$22.8M 0.15%
144,182
+6,175
+4% +$995K
IGSB icon
142
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$22.7M 0.15%
414,805
-36,119
-8% -$1.98M
BIIB icon
143
Biogen
BIIB
$30.2B
$22.3M 0.15%
79,799
-14,870
-16% -$4.01M
VMO icon
144
Invesco Municipal Opportunity Trust
VMO
$662M
$22.2M 0.15%
1,684,532
+71,434
+4% +$933K
TSN icon
145
Tyson Foods
TSN
$20.7B
$22M 0.14%
296,603
+82,516
+39% +$5.7M
DUK icon
146
Duke Energy
DUK
$97.2B
$21.7M 0.14%
224,823
-5,829
-3% -$532K
FISV
147
Fiserv Inc
FISV
$27.8B
$21.5M 0.14%
181,029
-3,183
-2% -$365K
MBB icon
148
iShares MBS ETF
MBB
$39.1B
$21.5M 0.14%
197,963
-13,311
-6% -$1.46M
SPG icon
149
Simon Property Group
SPG
$72.1B
$21.4M 0.14%
188,044
+24,411
+15% +$2.55M
SUI icon
150
Sun Communities
SUI
$14.7B
$21.3M 0.14%
141,737
+23,398
+20% +$3.45M
4 5
6
7 8

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CII
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AAMU
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WANY
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.