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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
126
Ventas
VTR
$47.9B
$18.8M 0.14%
447,864
+33,861
+8% +$1.35M
FLOT icon
127
iShares Floating Rate Bond ETF
FLOT
$10.3B
$18.6M 0.13%
366,446
-19,752
-5% -$1M
XOM icon
128
ExxonMobil
XOM
$634B
$18.6M 0.13%
540,820
-49,868
-8% -$2.04M
NBB icon
129
Nuveen Taxable Municipal Income Fund
NBB
$453M
$18.3M 0.13%
815,112
+7,781
+1% +$174K
BTZ icon
130
BlackRock Credit Allocation Income Trust
BTZ
$956M
$18.2M 0.13%
1,279,281
-12,302
-1% -$171K
ES icon
131
Eversource Energy
ES
$27.2B
$18M 0.13%
215,830
-42,505
-16% -$3.64M
ZM icon
132
Zoom
ZM
$30.6B
$17.8M 0.13%
37,790
+644
+2% +$206K
EMLC icon
133
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$17.7M 0.13%
575,127
-39,961
-6% -$1.25M
SUI icon
134
Sun Communities
SUI
$14.7B
$17.7M 0.13%
125,611
-1,449
-1% -$208K
CTSH icon
135
Cognizant
CTSH
$26B
$17.6M 0.13%
254,156
-41,016
-14% -$2.67M
VKQ icon
136
Invesco Municipal Trust
VKQ
$551M
$17.6M 0.13%
1,465,454
+33,084
+2% +$406K
TROW icon
137
T. Rowe Price
TROW
$24.3B
$17.5M 0.13%
136,842
-6,355
-4% -$840K
PSTH.WS
138
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$17.5M 0.13%
+2,444,441
New +$17.7M
PPL
139
PPL Corp
PPL
$26.7B
$17M 0.12%
626,020
-31,147
-5% -$840K
CSX icon
140
CSX Corp
CSX
$93.1B
$17M 0.12%
655,515
-35,448
-5% -$874K
STZ icon
141
Constellation Brands
STZ
$23.2B
$16.9M 0.12%
89,293
+487
+0.5% +$88.8K
CTAS icon
142
Cintas
CTAS
$81.3B
$16.8M 0.12%
202,372
+10,616
+6% +$819K
MUC icon
143
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$16.8M 0.12%
1,204,445
+794,643
+194% +$11.5M
CB icon
144
Chubb
CB
$135B
$16.8M 0.12%
144,941
-6,002
-4% -$754K
ICE icon
145
Intercontinental Exchange
ICE
$84.4B
$16.8M 0.12%
168,060
-29,710
-15% -$2.93M
BMY icon
146
Bristol-Myers Squibb
BMY
$132B
$16.8M 0.12%
278,737
-21,210
-7% -$1.28M
BRK.B icon
147
Berkshire Hathaway Class B
BRK.B
$1.13T
$16.7M 0.12%
78,273
+4,351
+6% +$890K
FISV
148
Fiserv Inc
FISV
$27.9B
$16.6M 0.12%
161,324
-19,642
-11% -$1.96M
VGM icon
149
Invesco Trust Investment Grade Municipals
VGM
$564M
$16.6M 0.12%
1,336,267
-36,260
-3% -$456K
MCA
150
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$16.6M 0.12%
1,153,592
+641,337
+125% +$9.38M
4 5
6
7 8

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.