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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATVI
126
DELISTED
Activision Blizzard
ATVI
$22M 0.17%
370,703
+14,154
+4% +$784K
K
127
DELISTED
Kellanova
K
$21.7M 0.16%
334,193
+26,862
+9% +$1.63M
TIP icon
128
iShares TIPS Bond ETF
TIP
$14.6B
$21.7M 0.16%
185,770
+15,123
+9% +$1.76M
TROW icon
129
T. Rowe Price
TROW
$23.9B
$21.6M 0.16%
177,447
-21,861
-11% -$2.58M
EMLC icon
130
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$21.6M 0.16%
634,342
+68,286
+12% +$2.29M
MO icon
131
Altria Group
MO
$114B
$21.4M 0.16%
428,724
-57,109
-12% -$2.69M
TMO icon
132
Thermo Fisher Scientific
TMO
$213B
$21.2M 0.16%
65,371
-11,341
-15% -$3.44M
PRU icon
133
Prudential Financial
PRU
$42.4B
$21.1M 0.16%
225,011
+21,865
+11% +$2.01M
PE
134
DELISTED
PARSLEY ENERGY INC
PE
$20.8M 0.16%
1,097,558
+453,692
+70% +$7.49M
ACN icon
135
Accenture
ACN
$102B
$20.7M 0.16%
98,363
+21,305
+28% +$4.15M
WTW icon
136
Willis Towers Watson
WTW
$31.2B
$20.4M 0.15%
100,856
+243
+0.2% +$46.6K
FCX icon
137
Freeport-McMoran
FCX
$90B
$20.1M 0.15%
1,530,429
+708,983
+86% +$7.78M
AMD icon
138
Advanced Micro Devices
AMD
$776B
$20M 0.15%
436,536
-33,363
-7% -$1.23M
INCY icon
139
Incyte
INCY
$24.2B
$20M 0.15%
228,890
+14,238
+7% +$1.22M
ITW icon
140
Illinois Tool Works
ITW
$82.6B
$19.8M 0.15%
110,423
-3,750
-3% -$635K
BRK.B icon
141
Berkshire Hathaway Class B
BRK.B
$1.1T
$19.8M 0.15%
87,328
+881
+1% +$191K
LKQ icon
142
LKQ Corp
LKQ
$5.68B
$19.8M 0.15%
553,873
+196,548
+55% +$6.67M
FLOT icon
143
iShares Floating Rate Bond ETF
FLOT
$10.3B
$19.7M 0.15%
387,847
+68,064
+21% +$3.47M
EQC
144
DELISTED
Equity Commonwealth
EQC
$19.7M 0.15%
600,000
-103,795
-15% -$3.34M
SUI icon
145
Sun Communities
SUI
$15.2B
$19.7M 0.15%
130,995
-58,386
-31% -$9.09M
Y
146
DELISTED
Alleghany Corp
Y
$19.6M 0.15%
24,491
-189
-0.8% -$148K
DLR icon
147
Digital Realty Trust
DLR
$69.7B
$19.4M 0.15%
162,431
-9,153
-5% -$1.13M
ICE icon
148
Intercontinental Exchange
ICE
$85.6B
$19.3M 0.14%
208,393
+34,229
+20% +$3.18M
DOC icon
149
Healthpeak Properties
DOC
$15.1B
$19.2M 0.14%
558,217
-104,085
-16% -$3.64M
LYB icon
150
LyondellBasell Industries
LYB
$20B
$19.2M 0.14%
203,131
-22,088
-10% -$2.02M
4 5
6
7 8

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.