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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APD icon
126
Air Products & Chemicals
APD
$64.7B
$21.7M 0.17%
97,810
+28,254
+41% +$6.36M
AIZ icon
127
Assurant
AIZ
$14B
$21.6M 0.17%
171,699
+1,063
+0.6% +$126K
LRCX icon
128
Lam Research
LRCX
$364B
$21.6M 0.17%
934,560
+148,200
+19% +$3.11M
CVS icon
129
CVS Health
CVS
$134B
$21.5M 0.17%
341,242
-19,903
-6% -$1.18M
ES icon
130
Eversource Energy
ES
$27B
$21.3M 0.17%
249,243
-8,425
-3% -$670K
SPG icon
131
Simon Property Group
SPG
$74.1B
$21M 0.17%
135,172
-9,742
-7% -$1.51M
D icon
132
Dominion Energy
D
$60.4B
$21M 0.17%
259,481
-16,887
-6% -$1.31M
MBB icon
133
iShares MBS ETF
MBB
$38.8B
$21M 0.17%
193,476
+31,111
+19% +$3.36M
CSX icon
134
CSX Corp
CSX
$92.4B
$20.6M 0.16%
893,163
-79,245
-8% -$1.84M
PSA icon
135
Public Storage
PSA
$60.9B
$20.4M 0.16%
83,135
+6,453
+8% +$1.62M
LYB icon
136
LyondellBasell Industries
LYB
$19.9B
$20.1M 0.16%
225,219
+36,863
+20% +$3.01M
CTAS icon
137
Cintas
CTAS
$81.8B
$20.1M 0.16%
299,340
-38,668
-11% -$2.48M
MO icon
138
Altria Group
MO
$114B
$19.9M 0.16%
485,833
-7,785
-2% -$358K
TIP icon
139
iShares TIPS Bond ETF
TIP
$14.5B
$19.8M 0.16%
170,647
+13,511
+9% +$1.57M
VOYA icon
140
Voya Financial
VOYA
$9.08B
$19.8M 0.16%
363,827
-38,617
-10% -$2.06M
BKLN icon
141
Invesco Senior Loan ETF
BKLN
$6.78B
$19.7M 0.16%
873,776
-98,336
-10% -$2.23M
Y
142
DELISTED
Alleghany Corp
Y
$19.7M 0.16%
24,680
-55
-0.2% -$40.5K
MPC icon
143
Marathon Petroleum
MPC
$91.1B
$19.6M 0.16%
322,568
+19,158
+6% +$1.01M
VLO icon
144
Valero Energy
VLO
$89.4B
$19.4M 0.16%
228,051
-3,379
-1% -$273K
WTW icon
145
Willis Towers Watson
WTW
$31.6B
$19.4M 0.16%
100,613
-50
-0% -$9.77K
ATVI
146
DELISTED
Activision Blizzard
ATVI
$18.9M 0.15%
356,549
-202
-0.1% -$10.1K
EMLC icon
147
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$18.7M 0.15%
566,056
+65,411
+13% +$2.21M
MET icon
148
MetLife
MET
$61.8B
$18.6M 0.15%
395,434
-49,555
-11% -$2.36M
K
149
DELISTED
Kellanova
K
$18.6M 0.15%
307,331
+16,284
+6% +$931K
ADI icon
150
Analog Devices
ADI
$176B
$18.4M 0.15%
164,790
+14,774
+10% +$1.67M
4 5
6
7 8

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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.