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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CB icon
126
Chubb
CB
$135B
$18M 0.15%
139,246
-11,892
-8% -$1.54M
EIX icon
127
Edison International
EIX
$28.2B
$17.9M 0.15%
315,782
+60,499
+24% +$3.76M
NFJ
128
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$17.8M 0.15%
1,665,175
-195,875
-11% -$2.34M
TGT icon
129
Target
TGT
$65.6B
$17.7M 0.15%
268,151
-81,179
-23% -$6.25M
CMS icon
130
CMS Energy
CMS
$22.6B
$17.7M 0.15%
356,522
+31,906
+10% +$1.61M
LLY icon
131
Eli Lilly
LLY
$1.02T
$17.4M 0.15%
150,749
-22,489
-13% -$2.51M
WFC icon
132
Wells Fargo
WFC
$261B
$17.4M 0.15%
377,975
-118,225
-24% -$6.06M
SO icon
133
Southern Company
SO
$109B
$17.3M 0.15%
394,960
-32,014
-7% -$1.46M
BMY icon
134
Bristol-Myers Squibb
BMY
$133B
$17.3M 0.15%
333,463
+9,885
+3% +$531K
OKE icon
135
Oneok
OKE
$57.2B
$17.3M 0.15%
320,768
-9,607
-3% -$597K
DHI icon
136
D.R. Horton
DHI
$40B
$17.1M 0.15%
494,593
+209,645
+74% +$7.64M
ADM icon
137
Archer Daniels Midland
ADM
$38.2B
$17M 0.14%
415,846
-46,232
-10% -$2.15M
WMT icon
138
Walmart Inc
WMT
$885B
$17M 0.14%
548,178
-162,840
-23% -$5.22M
OMC icon
139
Omnicom Group
OMC
$21.6B
$17M 0.14%
232,319
+28,242
+14% +$2.09M
ITW icon
140
Illinois Tool Works
ITW
$82.6B
$16.8M 0.14%
132,320
-30,669
-19% -$4.04M
HST icon
141
Host Hotels & Resorts
HST
$17.2B
$16.4M 0.14%
981,458
-3,196
-0.3% -$59.9K
EQC
142
DELISTED
Equity Commonwealth
EQC
$16.3M 0.14%
543,968
+19,460
+4% +$593K
AIV
143
Aimco
AIV
$387M
$16.3M 0.14%
2,788,327
-98,587
-3% -$586K
OXY icon
144
Occidental Petroleum
OXY
$56.8B
$16.2M 0.14%
263,476
-23,174
-8% -$1.63M
EW icon
145
Edwards Lifesciences
EW
$49.6B
$16.1M 0.14%
316,161
-43,011
-12% -$2.18M
NIE
146
Virtus Equity & Convertible Income Fund
NIE
$719M
$16.1M 0.14%
870,235
-95,649
-10% -$1.94M
LYB icon
147
LyondellBasell Industries
LYB
$20B
$16.1M 0.14%
193,681
-78,695
-29% -$7.2M
MET icon
148
MetLife
MET
$61.9B
$16M 0.14%
389,882
-168,120
-30% -$7.21M
GM icon
149
General Motors
GM
$80.4B
$15.9M 0.14%
476,272
-52,610
-10% -$1.82M
STZ icon
150
Constellation Brands
STZ
$22.2B
$15.6M 0.13%
97,220
+9,517
+11% +$1.89M
4 5
6
7 8

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.