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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
126
Humana
HUM
$46.7B
$67.2M 0.16%
275,692
-4,467
-2% -$1.09M
ALB icon
127
Albemarle
ALB
$13.3B
$66.9M 0.16%
491,063
-14,830
-3% -$1.76M
NEE icon
128
NextEra Energy
NEE
$186B
$66.9M 0.16%
1,826,656
-217,076
-11% -$7.95M
ISRG icon
129
Intuitive Surgical
ISRG
$130B
$66.9M 0.16%
575,685
-77,931
-12% -$8.49M
BDX icon
130
Becton Dickinson
BDX
$45.8B
$66.8M 0.16%
349,687
-1,940
-0.6% -$376K
FDX icon
131
FedEx
FDX
$74B
$66.8M 0.16%
296,138
+42,814
+17% +$9.12M
JNPR
132
DELISTED
Juniper Networks
JNPR
$66.8M 0.16%
2,400,277
+101,162
+4% +$2.83M
WU icon
133
Western Union
WU
$2.58B
$66.7M 0.16%
3,473,850
+70,943
+2% +$1.35M
AMT icon
134
American Tower
AMT
$79.9B
$66.6M 0.16%
487,100
-27,081
-5% -$3.77M
SNI
135
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$66.5M 0.16%
774,773
-238,846
-24% -$19.7M
CTXS
136
DELISTED
Citrix Systems Inc
CTXS
$66.5M 0.16%
866,107
-61,871
-7% -$4.81M
TSS
137
DELISTED
Total System Services, Inc.
TSS
$66.2M 0.16%
1,010,102
-192,269
-16% -$12.4M
CSRA
138
DELISTED
CSRA Inc.
CSRA
$66.1M 0.16%
2,049,059
-26,932
-1% -$868K
ICE icon
139
Intercontinental Exchange
ICE
$86.4B
$65.9M 0.15%
959,218
-33,278
-3% -$2.19M
MCK icon
140
McKesson
MCK
$104B
$65.9M 0.15%
428,792
-6,700
-2% -$1.05M
CB icon
141
Chubb
CB
$141B
$65.8M 0.15%
461,916
-3,959
-0.8% -$573K
EL icon
142
Estee Lauder
EL
$30.7B
$65.6M 0.15%
608,606
-95,144
-14% -$9.76M
IT icon
143
Gartner
IT
$10.4B
$65.5M 0.15%
526,454
-35,342
-6% -$4.37M
MDLZ icon
144
Mondelez International
MDLZ
$80.2B
$65.5M 0.15%
1,610,322
-18,326
-1% -$778K
KMB icon
145
Kimberly-Clark
KMB
$37.5B
$65.5M 0.15%
556,341
-34,467
-6% -$4.21M
AIZ icon
146
Assurant
AIZ
$14B
$65.4M 0.15%
685,056
+43,419
+7% +$4.34M
WELL icon
147
Welltower
WELL
$172B
$65.3M 0.15%
929,735
+92,539
+11% +$6.73M
VRTX icon
148
Vertex Pharmaceuticals
VRTX
$124B
$65.2M 0.15%
428,734
-68,817
-14% -$10.4M
MDT icon
149
Medtronic
MDT
$111B
$64.5M 0.15%
828,892
+36,638
+5% +$3.04M
ALL icon
150
Allstate
ALL
$70.1B
$64.3M 0.15%
699,850
+2,294
+0.3% +$209K
4 5
6
7 8

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.