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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
126
Fidelity National Information Services
FIS
$23.8B
$60M 0.17%
792,655
+312,058
+65% +$23.8M
MKC icon
127
McCormick & Company Non-Voting
MKC
$13.7B
$59.6M 0.17%
1,278,084
-18,528
-1% -$864K
PAYX icon
128
Paychex
PAYX
$41.4B
$59.6M 0.17%
979,468
-13,980
-1% -$806K
PWR icon
129
Quanta Services
PWR
$98.7B
$59.3M 0.17%
1,700,606
+334,944
+25% +$10.5M
TSN icon
130
Tyson Foods
TSN
$21.4B
$59M 0.17%
957,023
+70,227
+8% +$4.62M
WDC icon
131
Western Digital
WDC
$184B
$59M 0.17%
1,148,737
-109,660
-9% -$5.06M
EA icon
132
Electronic Arts
EA
$52.9B
$58.9M 0.17%
748,167
-164,741
-18% -$13.2M
XYL icon
133
Xylem
XYL
$27.3B
$58.9M 0.17%
1,189,649
+255,211
+27% +$12.9M
LUV icon
134
Southwest Airlines
LUV
$22.3B
$58.8M 0.17%
1,180,456
-112,418
-9% -$5.04M
IP icon
135
International Paper
IP
$22.8B
$58.7M 0.17%
1,169,109
+133,309
+13% +$6.16M
IVE icon
136
iShares S&P 500 Value ETF
IVE
$49.1B
$58.5M 0.17%
577,395
-16,306
-3% -$1.59M
AEE icon
137
Ameren
AEE
$30.1B
$58.5M 0.17%
1,114,662
-11,803
-1% -$585K
SJM icon
138
J.M. Smucker
SJM
$13.1B
$58.4M 0.17%
455,681
+18,421
+4% +$2.39M
MET icon
139
MetLife
MET
$62.5B
$57.8M 0.17%
1,203,985
+618
+0.1% +$28.3K
AIV
140
Aimco
AIV
$383M
$57.8M 0.17%
9,540,503
+4,771,032
+100% +$27.2M
ANDV
141
DELISTED
Andeavor
ANDV
$57.7M 0.16%
659,287
+250,901
+61% +$21.3M
DAL icon
142
Delta Air Lines
DAL
$58.3B
$57.6M 0.16%
1,171,959
-13,784
-1% -$628K
AET
143
DELISTED
Aetna Inc
AET
$57.5M 0.16%
463,445
-30,688
-6% -$3.67M
EL icon
144
Estee Lauder
EL
$30.7B
$57.3M 0.16%
748,923
+26,830
+4% +$2.18M
TSS
145
DELISTED
Total System Services, Inc.
TSS
$57M 0.16%
1,163,145
-3,694
-0.3% -$182K
TRV icon
146
Travelers Companies
TRV
$78.4B
$57M 0.16%
465,344
+110,169
+31% +$12.6M
MCK icon
147
McKesson
MCK
$101B
$56.7M 0.16%
403,720
+103,944
+35% +$15.3M
DRI icon
148
Darden Restaurants
DRI
$23.7B
$56.5M 0.16%
777,200
+330,990
+74% +$23M
DD icon
149
DuPont de Nemours
DD
$18.7B
$56.4M 0.16%
389,173
+56,965
+17% +$7.93M
SYY icon
150
Sysco
SYY
$40.6B
$56.3M 0.16%
1,016,749
-229,493
-18% -$11.9M
4 5
6
7 8

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.