We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPE icon
126
Hewlett Packard
HPE
$62.4B
$55.1M 0.17%
4,167,145
-296,251
-7% -$3.66M
TSS
127
DELISTED
Total System Services, Inc.
TSS
$55M 0.17%
1,166,839
+87,999
+8% +$4.42M
SPGI icon
128
S&P Global
SPGI
$122B
$55M 0.17%
434,498
-37,336
-8% -$4.48M
FISV
129
Fiserv Inc
FISV
$28.8B
$54.8M 0.17%
1,101,076
+64,906
+6% +$3.4M
ETR icon
130
Entergy
ETR
$50.4B
$54.6M 0.17%
1,424,284
+124,266
+10% +$4.94M
ORLY icon
131
O'Reilly Automotive
ORLY
$72.4B
$54.5M 0.17%
2,915,775
-89,985
-3% -$1.69M
RVTY icon
132
Revvity
RVTY
$12.7B
$54.4M 0.17%
970,320
+8,114
+0.8% +$443K
EQR icon
133
Equity Residential
EQR
$25.2B
$54.4M 0.17%
845,829
+5,299
+0.6% +$353K
APH icon
134
Amphenol
APH
$197B
$54M 0.17%
3,329,140
-28,616
-0.9% -$435K
CB icon
135
Chubb
CB
$135B
$54M 0.17%
429,939
-1,649
-0.4% -$209K
MCHP icon
136
Microchip Technology
MCHP
$40.7B
$53.9M 0.17%
1,734,020
-23,730
-1% -$690K
LOW icon
137
Lowe's Companies
LOW
$118B
$53.9M 0.17%
745,962
+99,267
+15% +$7.72M
SCG
138
DELISTED
Scana
SCG
$53.8M 0.17%
743,820
-94,365
-11% -$6.9M
ADP icon
139
Automatic Data Processing
ADP
$105B
$53.7M 0.17%
608,528
-5,012
-0.8% -$454K
HOLX
140
DELISTED
Hologic
HOLX
$53.7M 0.17%
1,382,084
-92,557
-6% -$3.49M
MAS icon
141
Masco
MAS
$14.2B
$53.5M 0.17%
1,558,038
+57,197
+4% +$1.98M
GM icon
142
General Motors
GM
$80B
$53.4M 0.17%
1,681,634
+91,567
+6% +$2.86M
EQIX icon
143
Equinix
EQIX
$103B
$53.1M 0.17%
147,424
-23,553
-14% -$8.73M
SWK icon
144
Stanley Black & Decker
SWK
$14.9B
$53.1M 0.17%
431,758
+36,784
+9% +$4.44M
AVY icon
145
Avery Dennison
AVY
$13.4B
$52.8M 0.16%
679,030
-76,615
-10% -$5.85M
PNR icon
146
Pentair
PNR
$10.6B
$52.5M 0.16%
1,217,926
+56,058
+5% +$2.36M
MLM icon
147
Martin Marietta Materials
MLM
$32.4B
$52.5M 0.16%
292,894
+31,269
+12% +$5.97M
NFLX icon
148
Netflix
NFLX
$305B
$52.4M 0.16%
5,321,920
+70,250
+1% +$671K
CAG icon
149
Conagra Brands
CAG
$7.19B
$52M 0.16%
1,417,338
+15,948
+1% +$572K
K
150
DELISTED
Kellanova
K
$51.6M 0.16%
709,856
-67,004
-9% -$5.13M
4 5
6
7 8

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.