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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORB
126
DELISTED
ORBITAL SCIENCES CORP
ORB
$61.5M 0.15%
2,212,110
-98,198
-4% -$2.7M
SNA icon
127
Snap-on
SNA
$21.3B
$61.3M 0.15%
506,322
-94,450
-16% -$11.6M
TSN icon
128
Tyson Foods
TSN
$21B
$61M 0.15%
1,549,592
+256,050
+20% +$9.79M
EIX icon
129
Edison International
EIX
$28.8B
$61M 0.15%
1,090,874
-3,999
-0.4% -$228K
CMG icon
130
Chipotle Mexican Grill
CMG
$47.7B
$60.9M 0.15%
4,570,150
+187,300
+4% +$2.45M
CAH icon
131
Cardinal Health
CAH
$53.9B
$60.9M 0.15%
812,381
-31,192
-4% -$2.27M
ALL icon
132
Allstate
ALL
$68.5B
$60.8M 0.15%
991,141
+11,271
+1% +$677K
DVN icon
133
Devon Energy
DVN
$51.7B
$60.7M 0.15%
890,477
+151,283
+20% +$11.3M
FCX icon
134
Freeport-McMoran
FCX
$90.3B
$60.7M 0.15%
1,857,677
-9,264
-0.5% -$337K
MCO icon
135
Moody's
MCO
$83.1B
$60.5M 0.15%
640,502
-9,087
-1% -$833K
DGI
136
DELISTED
DigitalGlobe Inc.
DGI
$60M 0.14%
2,105,470
+582,439
+38% +$17M
V icon
137
Visa
V
$684B
$59.8M 0.14%
1,121,848
+118,300
+12% +$6.36M
APH icon
138
Amphenol
APH
$198B
$59.5M 0.14%
4,766,584
-1,309,976
-22% -$16.4M
AN icon
139
AutoNation
AN
$7.08B
$59.4M 0.14%
1,180,683
-296,217
-20% -$16.2M
EMC
140
DELISTED
EMC CORPORATION
EMC
$59.3M 0.14%
2,025,173
-148,516
-7% -$4.28M
SWK icon
141
Stanley Black & Decker
SWK
$14.4B
$59M 0.14%
664,200
-396,932
-37% -$35.5M
IP icon
142
International Paper
IP
$21.9B
$58.8M 0.14%
1,300,324
+285,188
+28% +$13.1M
MA icon
143
Mastercard
MA
$507B
$58.7M 0.14%
794,396
+115,619
+17% +$8.81M
LYB icon
144
LyondellBasell Industries
LYB
$20.1B
$58.4M 0.14%
537,210
-20,753
-4% -$2.24M
URS
145
DELISTED
URS CORP
URS
$58.3M 0.14%
1,012,331
+84,519
+9% +$4.91M
CAL icon
146
Caleres
CAL
$433M
$58.3M 0.14%
2,147,594
-41,570
-2% -$1.2M
RIG icon
147
Transocean
RIG
$5.87B
$58.2M 0.14%
1,820,950
+369,020
+25% +$14.4M
GM icon
148
General Motors
GM
$80.2B
$58.1M 0.14%
1,820,205
+178,283
+11% +$6.21M
WYNN icon
149
Wynn Resorts
WYNN
$10.3B
$58.1M 0.14%
310,741
+71,046
+30% +$14M
ORLY icon
150
O'Reilly Automotive
ORLY
$72.8B
$58M 0.14%
5,786,970
+40,485
+0.7% +$413K
4 5
6
7 8

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.