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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOG icon
126
Harley-Davidson
HOG
$2.58B
$52M 0.16%
751,669
+440,808
+142% +$29.2M
BAC icon
127
Bank of America
BAC
$435B
$51.9M 0.16%
3,330,574
-347,992
-9% -$5.16M
BKH icon
128
Black Hills Corp
BKH
$5.42B
$51.6M 0.16%
983,143
-1,305
-0.1% -$66.2K
EBAY icon
129
eBay
EBAY
$50.6B
$51.6M 0.16%
2,232,143
-38,201
-2% -$846K
VZ icon
130
Verizon
VZ
$195B
$51.4M 0.16%
1,046,767
+18,246
+2% +$897K
AET
131
DELISTED
Aetna Inc
AET
$50.9M 0.15%
742,761
+120,429
+19% +$7.86M
FMC icon
132
FMC
FMC
$1.34B
$50.9M 0.15%
777,188
+460,416
+145% +$29.2M
DD icon
133
DuPont de Nemours
DD
$18.5B
$50.7M 0.15%
450,653
+50,095
+13% +$5.13M
SWY
134
DELISTED
SAFEWAY INC
SWY
$50.1M 0.15%
1,717,883
+155,260
+10% +$4.66M
ADT
135
DELISTED
ADT Corp
ADT
$49.9M 0.15%
1,233,294
+309,768
+34% +$12.7M
PTEN icon
136
Patterson-UTI
PTEN
$3.98B
$49.9M 0.15%
1,970,250
+1,875,663
+1,983% +$44.9M
PPL
137
PPL Corp
PPL
$26.5B
$49.9M 0.15%
1,779,792
+500,275
+39% +$14.1M
DRI icon
138
Darden Restaurants
DRI
$23.3B
$49.6M 0.15%
1,021,520
+161,100
+19% +$7.45M
CF icon
139
CF Industries
CF
$19.2B
$49.6M 0.15%
1,064,095
+490,590
+86% +$21.5M
FCX icon
140
Freeport-McMoran
FCX
$90B
$49.4M 0.15%
1,309,175
+89,225
+7% +$3.16M
AFL icon
141
Aflac
AFL
$64.9B
$49.2M 0.15%
1,472,874
+328,290
+29% +$10.8M
MMM icon
142
3M
MMM
$90.9B
$49M 0.15%
418,193
+48,688
+13% +$5.19M
SNA icon
143
Snap-on
SNA
$21.2B
$48.2M 0.15%
439,808
+83,286
+23% +$8.64M
UGI icon
144
UGI
UGI
$7.74B
$48.1M 0.15%
1,738,749
+149,068
+9% +$4.02M
BGC
145
DELISTED
General Cable Corporation
BGC
$48M 0.15%
1,632,664
+239,253
+17% +$7.24M
PH icon
146
Parker-Hannifin
PH
$123B
$47.8M 0.15%
371,341
+32,834
+10% +$3.82M
COST icon
147
Costco
COST
$422B
$47.8M 0.15%
401,248
+29,771
+8% +$3.56M
EXC icon
148
Exelon
EXC
$46.9B
$47.6M 0.14%
2,438,169
+826,710
+51% +$16.6M
SO icon
149
Southern Company
SO
$109B
$47.4M 0.14%
1,153,324
+28,314
+3% +$1.17M
ELV icon
150
Elevance Health
ELV
$81.5B
$47.2M 0.14%
510,631
+101,720
+25% +$9.04M
4 5
6
7 8

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.