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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MATV icon
1451
Mativ Holdings
MATV
$711M
$490K ﹤0.01%
32,025
+1,175
+4% +$15.9K
IBTX
1452
DELISTED
Independent Bank Group, Inc.
IBTX
$490K ﹤0.01%
9,630
+1,081
+13% +$43.9K
PEGA icon
1453
Pegasystems
PEGA
$5.38B
$488K ﹤0.01%
19,980
-8,336
-29% -$195K
PPC icon
1454
Pilgrim's Pride
PPC
$6.54B
$488K ﹤0.01%
17,646
-11,300
-39% -$288K
ASC icon
1455
Ardmore Shipping
ASC
$683M
$487K ﹤0.01%
34,552
+5,671
+20% +$76.6K
LTC
1456
LTC Properties
LTC
$2.15B
$485K ﹤0.01%
15,114
-382
-2% -$12.4K
ROL icon
1457
Rollins
ROL
$18.2B
$485K ﹤0.01%
11,098
-11,762
-51% -$458K
GBDC icon
1458
Golub Capital BDC
GBDC
$3.42B
$484K ﹤0.01%
32,080
+1,200
+4% +$17.7K
BME icon
1459
BlackRock Health Sciences Trust
BME
$570M
$484K ﹤0.01%
11,964
-1,479
-11% -$56.5K
RNR icon
1460
RenaissanceRe
RNR
$13.4B
$483K ﹤0.01%
2,465
+907
+58% +$189K
SUZ icon
1461
Suzano
SUZ
$10.1B
$483K ﹤0.01%
42,505
+13,162
+45% +$142K
BERY
1462
DELISTED
Berry Global Group, Inc.
BERY
$481K ﹤0.01%
7,774
+845
+12% +$47.7K
HTGC icon
1463
Hercules Capital
HTGC
$3.23B
$480K ﹤0.01%
28,811
+1,084
+4% +$17.1K
SSTK icon
1464
Shutterstock
SSTK
$219M
$480K ﹤0.01%
+9,941
New +$419K
PLNT icon
1465
Planet Fitness
PLNT
$3.78B
$480K ﹤0.01%
+6,569
New +$404K
MAIN icon
1466
Main Street Capital
MAIN
$5.48B
$478K ﹤0.01%
11,066
+446
+4% +$18.2K
SMPL icon
1467
Simply Good Foods
SMPL
$982M
$478K ﹤0.01%
12,068
-6,123
-34% -$229K
FLO icon
1468
Flowers Foods
FLO
$1.57B
$478K ﹤0.01%
21,229
-2,604
-11% -$56.2K
IBN icon
1469
ICICI Bank
IBN
$108B
$478K ﹤0.01%
20,032
+6,101
+44% +$140K
KALU icon
1470
Kaiser Aluminum
KALU
$3.02B
$477K ﹤0.01%
6,704
+380
+6% +$24.1K
MASI
1471
DELISTED
Masimo
MASI
$477K ﹤0.01%
4,070
-200
-5% -$18.6K
EPD icon
1472
Enterprise Products Partners
EPD
$81.7B
$477K ﹤0.01%
18,084
+614
+4% +$16.4K
NVT icon
1473
nVent Electric
NVT
$26.7B
$476K ﹤0.01%
8,063
-36
-0.4% -$1.91K
SSYS icon
1474
Stratasys
SSYS
$774M
$475K ﹤0.01%
33,240
-39,988
-55% -$468K
FRO icon
1475
Frontline
FRO
$8.85B
$473K ﹤0.01%
23,573
-4,914
-17% -$102K
57 58
59
60 61

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.