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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
Pembina Pipeline
PBA
$27.6B
| $473K | ﹤0.01% |
15,740
+1,137
| +8% | +$35K |
|
1452
MPLX
MPLX
$59.7B
| $473K | ﹤0.01% |
13,296
-1,747
| -12% | -$61K |
|
1453
FNB Corp
FNB
$6.75B
| $471K | ﹤0.01% |
43,661
-9,443
| -18% | -$111K |
|
1454
EXL Service
EXLS
$5.29B
| $469K | ﹤0.01% |
16,716
+1,981
| +13% | +$58K |
|
1455
Icon
ICLR
$12.7B
| $468K | ﹤0.01% |
1,901
-256
| -12% | -$64.5K |
|
1456
Box
BOX
$4.6B
| $468K | ﹤0.01% |
19,321
+11,729
| +154% | +$335K |
|
1457
Perrigo
PRGO
$1.78B
| $466K | ﹤0.01% |
14,591
-8,202
| -36% | -$289K |
|
|
JPS
1458
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $464K | ﹤0.01% |
75,230
-32
| -0% | -$204 |
|
1459
Enact Holdings
ACT
$6.73B
| $464K | ﹤0.01% |
+17,041
| New | +$473K |
|
1460
IPG Photonics
IPGP
$3.84B
| $463K | ﹤0.01% |
4,563
-11
| -0.2% | -$1.24K |
|
1461
Bentley Systems
BSY
$10.6B
| $463K | ﹤0.01% |
9,235
-527
| -5% | -$26.5K |
|
1462
Xylem
XYL
$28.1B
| $463K | ﹤0.01% |
5,082
-231
| -4% | -$23.8K |
|
1463
Interactive Brokers
IBKR
$39.8B
| $462K | ﹤0.01% |
+21,368
| New | +$475K |
|
1464
CVB Financial
CVBF
$3.99B
| $462K | ﹤0.01% |
27,868
-3,973
| -12% | -$67.4K |
|
1465
Pinnacle Financial Partners Inc
PNFP
$15.8B
| $460K | ﹤0.01% |
6,859
-2,333
| -25% | -$157K |
|
1466
Madrigal Pharmaceuticals
MDGL
$11.8B
| $458K | ﹤0.01% |
3,137
+431
| +16% | +$81.1K |
|
1467
Teekay
TK
$985M
| $457K | ﹤0.01% |
+74,005
| New | +$472K |
|
1468
Broadridge
BR
$19B
| $456K | ﹤0.01% |
2,546
-506
| -17% | -$89.6K |
|
1469
Hercules Capital
HTGC
$3.23B
| $455K | ﹤0.01% |
27,727
-833
| -3% | -$13.6K |
|
1470
Western Midstream Partners
WES
$19.3B
| $455K | ﹤0.01% |
16,698
-3,360
| -17% | -$91.2K |
|
1471
Park Hotels & Resorts
PK
$2.97B
| $454K | ﹤0.01% |
36,866
-94,080
| -72% | -$1.22M |
|
|
HPP
1472
Hudson Pacific Properties
HPP
$779M
| $454K | ﹤0.01% |
9,747
-2,615
| -21% | -$112K |
|
1473
Golub Capital BDC
GBDC
$3.42B
| $453K | ﹤0.01% |
30,880
-445
| -1% | -$6.31K |
|
1474
Wynn Resorts
WYNN
$10.6B
| $453K | ﹤0.01% |
4,901
-3,643
| -43% | -$365K |
|
|
FPF
1475
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
| $452K | ﹤0.01% |
30,344
-9,216
| -23% | -$141K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.