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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CACI icon
1451
CACI
CACI
$14.2B
$531K ﹤0.01%
2,034
-268
-12% -$75.5K
DK icon
1452
Delek US
DK
$3.58B
$531K ﹤0.01%
19,581
-1,258
-6% -$33.2K
SPTL icon
1453
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$531K ﹤0.01%
+17,920
New +$582K
IBTX
1454
DELISTED
Independent Bank Group, Inc.
IBTX
$531K ﹤0.01%
8,652
-16
-0.2% -$1.1K
AZTA icon
1455
Azenta
AZTA
$1.48B
$529K ﹤0.01%
12,338
-3,491
-22% -$208K
EDF
1456
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
$529K ﹤0.01%
143,282
-57,571
-29% -$256K
M icon
1457
Macy's
M
$6.68B
$527K ﹤0.01%
33,675
-5,795
-15% -$103K
NUS icon
1458
Nu Skin
NUS
$267M
$527K ﹤0.01%
15,790
-1,915
-11% -$79.7K
RCM
1459
DELISTED
R1 RCM Inc. Common Stock
RCM
$526K ﹤0.01%
28,374
+137
+0.5% +$3.12K
LPG icon
1460
Dorian LPG
LPG
$1.96B
$525K ﹤0.01%
38,657
-22,568
-37% -$340K
SHG icon
1461
Shinhan Financial Group
SHG
$35.6B
$525K ﹤0.01%
22,830
+748
+3% +$19.8K
HYEM icon
1462
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$524K ﹤0.01%
31,061
-34,147
-52% -$598K
INVA icon
1463
Innoviva
INVA
$1.48B
$524K ﹤0.01%
45,151
-28,583
-39% -$392K
FIVN icon
1464
FIVE9
FIVN
$2.54B
$522K ﹤0.01%
6,969
+257
+4% +$25K
LSTR icon
1465
Landstar System
LSTR
$6.21B
$520K ﹤0.01%
3,605
-3,037
-46% -$452K
MRC
1466
DELISTED
MRC Global
MRC
$520K ﹤0.01%
72,361
+3,343
+5% +$32.9K
APO icon
1467
Apollo Global Management
APO
$73.4B
$518K ﹤0.01%
11,148
-3,324
-23% -$183K
BRKR icon
1468
Bruker
BRKR
$8.14B
$516K ﹤0.01%
9,730
-6,397
-40% -$382K
LTHM
1469
DELISTED
Livent Corporation
LTHM
$516K ﹤0.01%
16,839
-5,365
-24% -$150K
CMP icon
1470
Compass Minerals
CMP
$1.15B
$514K ﹤0.01%
13,330
-6,540
-33% -$249K
BTX
1471
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$513K ﹤0.01%
70,542
+37,149
+111% +$311K
FLG
1472
Flagstar Bank National Association
FLG
$5.82B
$511K ﹤0.01%
19,961
-30,045
-60% -$882K
MNP
1473
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$511K ﹤0.01%
+45,660
New +$572K
SYBT icon
1474
Stock Yards Bancorp
SYBT
$2.6B
$510K ﹤0.01%
7,494
-5,159
-41% -$345K
MAXR
1475
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$510K ﹤0.01%
27,197
-10
-0% -$245
57 58
59
60 61

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.