We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDP icon
1451
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$834K ﹤0.01%
31,514
-9,027
-22% -$244K
GATO
1452
DELISTED
Gatos Silver, Inc.
GATO
$833K ﹤0.01%
80,258
-25,672
-24% -$308K
EGRX
1453
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$832K ﹤0.01%
16,330
-7,727
-32% -$400K
ALE
1454
DELISTED
Allete
ALE
$831K ﹤0.01%
12,519
-2,482
-17% -$156K
AGR
1455
DELISTED
Avangrid, Inc.
AGR
$830K ﹤0.01%
16,637
-3,770
-18% -$191K
NVS icon
1456
Novartis
NVS
$297B
$828K ﹤0.01%
9,458
+1,648
+21% +$137K
AA icon
1457
Alcoa
AA
$13.2B
$826K ﹤0.01%
13,866
+956
+7% +$47.9K
GWB
1458
DELISTED
Great Western Bancorp, Inc.
GWB
$826K ﹤0.01%
24,326
+5,476
+29% +$187K
TXG icon
1459
10x Genomics
TXG
$6.61B
$825K ﹤0.01%
5,536
+1,948
+54% +$298K
ZEN
1460
DELISTED
ZENDESK INC
ZEN
$821K ﹤0.01%
7,873
-4,923
-38% -$528K
CCK icon
1461
Crown Holdings
CCK
$13.1B
$816K ﹤0.01%
7,377
+196
+3% +$20.8K
PINS icon
1462
Pinterest
PINS
$13.4B
$816K ﹤0.01%
22,441
+2,441
+12% +$108K
HAIN icon
1463
Hain Celestial
HAIN
$53.7M
$814K ﹤0.01%
19,112
-274
-1% -$11.7K
MAXR
1464
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$814K ﹤0.01%
27,550
-2,912
-10% -$84.5K
DASH icon
1465
DoorDash
DASH
$93.7B
$813K ﹤0.01%
5,461
+1,174
+27% +$222K
CVLT icon
1466
Commault Systems
CVLT
$5.61B
$811K ﹤0.01%
11,766
+1,382
+13% +$94.3K
TEF
1467
DELISTED
Telefonica
TEF
$810K ﹤0.01%
197,192
+17,820
+10% +$74.4K
SJNK icon
1468
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$808K ﹤0.01%
29,762
+10,945
+58% +$298K
SPB icon
1469
Spectrum Brands
SPB
$2.07B
$808K ﹤0.01%
+7,944
New +$780K
ALRM icon
1470
Alarm.com
ALRM
$2.85B
$807K ﹤0.01%
9,521
-3,775
-28% -$309K
HDB icon
1471
HDFC Bank
HDB
$121B
$803K ﹤0.01%
24,684
+420
+2% +$14.7K
AMPH icon
1472
Amphastar Pharmaceuticals
AMPH
$916M
$796K ﹤0.01%
34,191
-2,865
-8% -$58.6K
HIE
1473
DELISTED
Miller/Howard High Income Equity Fund
HIE
$796K ﹤0.01%
77,140
+47,723
+162% +$487K
AVTR icon
1474
Avantor
AVTR
$9.19B
$795K ﹤0.01%
18,880
+8,076
+75% +$318K
DLB icon
1475
Dolby
DLB
$5.79B
$794K ﹤0.01%
8,338
-20,788
-71% -$1.86M
57 58
59
60 61

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.