We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCCO icon
1451
Southern Copper
SCCO
$166B
$929K 0.01%
17,858
-29,439
-62% -$1.7M
VNDA icon
1452
Vanda Pharmaceuticals
VNDA
$302M
$925K 0.01%
53,979
+31,692
+142% +$555K
NEAR icon
1453
iShares Short Maturity Bond ETF
NEAR
$4.85B
$924K 0.01%
18,438
-241
-1% -$12.1K
PRI icon
1454
Primerica
PRI
$9.89B
$924K 0.01%
6,013
-2,636
-30% -$392K
IBTX
1455
DELISTED
Independent Bank Group, Inc.
IBTX
$922K 0.01%
12,972
-1,787
-12% -$124K
NIO icon
1456
NIO
NIO
$11.9B
$921K 0.01%
25,853
-3,681
-12% -$151K
LTC
1457
LTC Properties
LTC
$2.15B
$918K 0.01%
28,975
-378
-1% -$13.5K
OIS icon
1458
Oil States International
OIS
$491M
$915K 0.01%
143,163
-52,075
-27% -$313K
TPL icon
1459
Texas Pacific Land
TPL
$23.5B
$913K 0.01%
6,795
-1,755
-21% -$273K
POWI icon
1460
Power Integrations
POWI
$3.61B
$912K 0.01%
9,218
-3,324
-27% -$322K
SMTC icon
1461
Semtech
SMTC
$13B
$912K 0.01%
11,693
+5,076
+77% +$348K
FRPT icon
1462
Freshpet
FRPT
$3.22B
$911K 0.01%
6,384
-846
-12% -$121K
HEI icon
1463
HEICO Corp
HEI
$51.4B
$907K 0.01%
6,876
-700
-9% -$92.2K
VSH icon
1464
Vishay Intertechnology
VSH
$5.43B
$906K 0.01%
45,117
-4,914
-10% -$106K
FEI
1465
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$902K 0.01%
125,329
-42,918
-26% -$316K
ROKU icon
1466
Roku
ROKU
$22.7B
$901K 0.01%
2,876
-208
-7% -$78.4K
GOLF icon
1467
Acushnet Holdings
GOLF
$5.45B
$895K 0.01%
+19,166
New +$974K
MTRX icon
1468
Matrix Service
MTRX
$335M
$895K 0.01%
85,572
-43,976
-34% -$472K
ALE
1469
DELISTED
Allete
ALE
$893K 0.01%
15,001
-7,085
-32% -$479K
HLI icon
1470
Houlihan Lokey
HLI
$9.02B
$893K 0.01%
9,691
+1,496
+18% +$131K
CCEP icon
1471
Coca-Cola Europacific Partners
CCEP
$47.9B
$890K 0.01%
16,089
-1,927
-11% -$115K
NSTG
1472
DELISTED
NanoString Technologies, Inc.
NSTG
$890K 0.01%
18,546
-430
-2% -$24.7K
HDB icon
1473
HDFC Bank
HDB
$121B
$887K 0.01%
24,264
-7,070
-23% -$262K
TNL icon
1474
Travel + Leisure Co
TNL
$4.7B
$884K 0.01%
16,213
-2,906
-15% -$159K
DASH icon
1475
DoorDash
DASH
$93.7B
$883K 0.01%
4,287
-2,274
-35% -$435K
57 58
59
60 61

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.